Transactions by Type of Activity (continued)
Procne Rade,
Settlement Transaction
Dale Date Adivity Type Description Quality Price Accrued Interest Amount Qatency
Securities Withdrawals and Deposits (continued)
02128/19 YOUR ASSET TRANSFERRED SS INV TS GM Bil GTD SR NT REG S ISMS USA29866AB53 4.000.000.000 4,066,020.00 USD
A29866AB5 7250% 04/03(24 DIE DID 04103/14 CLB 018 TD AM ERITRADE
CLEARING. INC. At 867730320
02128/19 YOUR ASSET TRANSFERRED APOLLO GLOBAL MGM T LAX CI A %IS 018 TO AM ERITRADE -263,157000 -7.710.500.10 USD
APO CLEARING, INC. NC 867730320
02128(19 YOUR ASSET TRANSFERRED APPLE INC COM 018 TD AM ERITRADE CLEARING. INC. A1C -180.000.000 -31.167.000.00 USD
AAPL 867730320
02128/19 YOUR ASSET TRANSFERRED ASSURANT INC FXD TO FLTG SUB NT 1000% 03127/48 B/E DTD 4,000 000.000 •1.960,000.00 USD
0462%/tKe 01127/13 CEO 018 TD AM ERITRADE CLEARING, INC. A/C
867710320
02128(19 YOUR ASSET TRANSFERRED OTIGROUP INC FXD RT &R NT PERP DEP RECPT 5.950% 4,000,000.000 3.037.500.00 USD
17296725 0811/88 B/E DTD 08/ WS CLB 018 TD AM ERITRADE
CLEARING. INC. NC 867730320
02128/19 YOUR ASSET TRANSFERRED OTIGROUP INC DEP MIS REPSTG 91300TH PFD SER K DIV -79.000.000 -2.137.740.00 USD
C PRK 6875% PERPETUAL M ATY PERPETUAL CALL 111/23025.00
018 TD AM ERITRADE CLEARING. INC. NC 867730320
02128719 YOUR ASSET TRANSFERRED WIZENSCOM M UNICATIONS CO SR NT FULLY EXCHANGED -1,000.000.000 -998.750.00 USD
17453BAW 1 FROM 174 53BAX9 7.125%03t6/9 B/E DTD 03/23/07018 TO
AM ERITRADE CLEARING, INC. WC 867730320
02128/19 YOUR ASSET TRANSFERRED EXELA INTER LLC EXELA FIN INC GTO FIRST PRIORITY SR SECO -3,000.000.000 -3.060.000.00 USD
3012RAA9 NT 114A 14000% 0711/2381E0TO 07/12/17 CO 0118 TO
AM ERITRADE CLEARING. INC. A/C 867730320
02/28/19 YOUR ASSET TRANSFERRED GM AC CAP TR I GTD TR PFD SECS SER 2 CPN- 8.25% FRED -80.000.000 -2.079,200.00 USD
ALLY PRA DRILY M ATY-02/ 1120 40 CALL ANYTIME 025 W/30 DAYS
BEGINS 02/ 111018 TD AM ERITRADE CLEARING, INC. NC
867730320
02128719 YOUR ASSET TRANSFERRED PIA ORGAN CHASE 8 CO DEP SHS REPSTG 11TH PFD SER I -5,760.000.000 -5.787.360 00 USD
4 6625HHA1 FIXED TO FLTG RT BC 5.990% 04/23158 B/E DTD 04123108 CLB
018 TD AM ERITRADE CLEARING. INC. A/C 861730320
02128/19 YOUR ASSET TRANSFERRED LLOYDS BANKING GROUP PLC FXD RATE RESET ADDL TIER 1 -1.903.000.000 -1.961.993.00 USD
539439A64 SECS ISINtl US539439AG42 7.500% 04727788 B/E DID 04/07114
CLB 018 TD AM ERITRADE CLEARING. INC. A/C 867730320
Tot al Securities Withdrawals and Deposits - U.S. DOLLARS 0.00 43.952.355.75
Dividends and Interest
02105119 BOND INTEREST RECEIVED 3000000 SOUTHERN CALIF EDISON CO PREF SER E 6250% 93.750.00 USD
842400FU2 0117162 BiE DTD 0117/4 CLB RD 0631PD 0270113
02714/19 CASH DIVIDEND RECEIVED 304000 SHRSAPPLE INC CON RD 02/11PD 02114/1 221,920 00 USD
AAPL
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Account Number Rated btellent CINViVe throws,' Penton" LI.C.• wholly owned
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AL< Man t.DIIIVtgre 4 Every Yes Since 2007
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sublidierf of The Bank of New York Mellon
Corporation (BNY Mellon)
Par Vag LLC. motet' illiRA NY
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0065689
CONFIDENTIAL SDNY_GM_00211873
EFTA01372088