From: Richard Kahn
Sent: 1/18/2019 9:43:00 AM
To: Stewart 0ldfield
Subject: Fwd: Annual EBC Notification-2019
Attachments EBC Annual Disclosure Notice 2019.pdf; Untitled attachment 00096.htm
i assume this is irrelevant as well as we are exiting bank..
please advise
thanks
Richard Kahn
HBRK Associates Inc
575 Lexington Avenue 4th Floor
New Y"r NY 10022
M
Begin forwarded message:
From: DF Protocol <
Subject: Annual EBC Notification-2019
Date: January 17, 2019 at 5:32:43 PM EST
To: DF Protocol <
Dear Valued Client,
Please see the attached important reminder regarding the Deutsche Bank Dodd-Frank Resource
Centre(www.db.com/doddfrank) and certain disclosures that Deutsche Bank as a registered swap dealer is required to
provide to US-Person counterparties when entering into swap transactions. If you are an agent, you are being sent this
notice on behalf of all accounts, clients, funds, investors and/or other principals that you represent and that are US-
Person counterparties of Deutsche Bank.
Thanks & Regards,
DF Protocol
Dodd Frank — Regulatory Operations
Escalation/Feedback Contacts: Email
This communication may contain confidential and/or privileged information. If you are not the intended
recipient (or have received this communication in error) please notify the sender immediately and
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0065820
CONFIDENTIAL SDNY_GM_00212004
EFTA01372192