From: Uam Osullivan
Sent: 2/11/2019 2:39:25 PM
To: Richard Kahn Darren Indyk
CC: Jeanne Brennan Stewart Oldfield Martin Zeman
Davide-A Sferrazza
Subject: RE: Boods to sell [CI
Classification: Confidential
Darren and Rich,
The remaining 2 positions have been sold. I have also included the 2 small FX trades.
NET
TRADE STLMNT SEC. TRANS. (TRi
DATE DATE BUY/SELL QUANTITY DESCRIPTION CUSIP PRICE PRINCIPAL INTEREST FEES CCY CCY
JAPANESE YEN
2/11/2019 2/13/2019 BUY 49.0000 CURRENCY JPY999993 110.3499:030 0.44 0.00 0.00 USD
EURO
2/11/2019 2/13/2019 BUY 42.5700 CURRENCY EUR999995 1.12830000 -48.03 0.00 0.00 L'-1'
GENERAL ELEC
CO GTD FXD-
TO-FLTG RT
NON-
CUMULATIVE
PERPETUAL
PREFERRED
4.000%
12/03/65 REG
- DTD 12/03/15
2/11/2019 2/13/2019 SELL 4469000.0000 CL8 3$96048M4 68.50000000 1,691.265.00 -15,911. it 600 LSD
SOUTHERN
CALIF EDISON
CO PREF SER E
6.250%
01/17/62 8/E
- DTD 01/17/12
2/11/2019 2/13/2019 SELL 3.000.000.0000 CLB 842400FU2 93.50000000 .•.L'.i::).tx•V 00 -6250.00 6.00 I
Prepared on 02/11/2019 Source: Pershing NetX 360
Unofficial trade confirmations use information from sources that the firm believes to be reliable, but
Deutsche Bank Securities Inc. cannot guarantee the accuracy of this information, or the reliability of these
sources. Please refer to your official account statements and confirmations for all trade information
Thank you,
I.iam
I
Liam O'Sullivan
Investments & Trading Institutional Wealth Partners
DB Securities Inc
Deutsche Bank Wealth Management
345 Park Avenue, New York, NY 10154-0004, USA
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