Prepared on 02/11/2019 Source: Pershing NetX 360
Unofficial trade confirmations use information from sources that the firm believes to be reliable, but
Deutsche Bank Securities Inc. cannot guarantee the accuracy of this information, or the reliability of these
sources. Please refer to your official account statements and confirmations for all trade information
Also, the following positions were transferred from the SFLLC account to TD Ameritrade today:
5,000 BABA
3,000 GOOG
1,000 AMZN
2,095 BIIB
25,000 CVNA
25,000 KPTI
15,000 UTX
Thank you,
Liam
Liam O'Sullivan
Investments It Trading Institutional Wealth Partners
DB Securities Inc
Deutsche Bank Wealth Management
345 Park Avenue New York. NY 10154-0004. USA
Tel.
Mobile
EI1131
Visit us: littp:. deutschewealth.com.
#Positivelmpact
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evaluating and determining whether to enter into. sophisticated trading strategies and financial transactions. Transactions are subject to
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From: Liam Osullivan
Sent: Monday, February 11, 2019 11:02 AM
To: 'Richard Kahn' Ma
Cc: Jeanne Brennan ; Stewart Oldfield ; Martin Zeman
• Davide-A Sferrazza
Subject: RE: Boods to sell IC]
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0066268
CONFIDENTIAL SDNY_GM_00212452
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