b) Attach proof of delivery to the client's record in dbForce (Email, Fax, or letter sent to the client).
• Please include a copy of the Letter AND the Envelope/FedEx Label in one attachment
c) Notify me once a) and b) have been completed.
3) Response/questions from clients:
The SFTR Disclosure Letter clearly states that no response is required from the clients. However, any questions
regarding this matter should be managed by the Relationship Manager, with the involvement of legal or compliance as
needed.
An Internal Use Only Q&A is also attached (do not send the Q&A to the client).
If you need any assistance or have any questions, please reach out to me or Anna-Sofiya.
Thank you
Best,
Armen
Armen Brash
Director
Deutsche Bank Wealth Management
345 Park Avenue, 101544O04 New York. NY. USA
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0066505
CONFIDENTIAL SDNY_GM_00212689
EFTA01372687