715:2019 KYC Print
M. Case Comments
o records to d s0ray
ONSHORE APPROVALS
Client Facing Professional (CFP): Paul Morns (Signature) 2/10/2015
Paul Morris
Office Director/Business Head: Kimberly Hart (Signature) 2110/2015
Kimberly Hart
Regkonal Office Director: (Signature)
AML Business Risk:
(Signature)
AML Compliance:
(Signature)
Yoonsun Chung Yoonsun Chung 2/11/2015
Gwen Hill Gwen HA 2/11/2015
LATAM/ INTERNATIONAL APPROVALS
Client Facing Professional (CFP): (Signature)
Account Manager: (Signature)
Global Market Team Head (GMTH)/Sub- (Signature)
Market Team Head (SMTH):
AML Business Risk:
(Signature)
AML Compliance:
(Signature)
PRIVATE WEALTHMANAGEMENTPOLICYSTATEMENT: Deutsche Bank Private Wealth Management (PWM)
worldwide is committed to professionally serve the interests ofits clients. To do so. Client Facing Professionals!(I) (CFP S)
should establish and maintain business relationships only withpersons who satisfy our high standards ofsuitability.
background and character. Due diligence obtained on the client must be appropriately documentedby the CFP. It is the
responsibility ofCFP's to demonstrate that they know their client both at the inception ofa relationship and on an ongoing
basis.
DECLARATION FOR ALL SIGNERS OF THIS FORM: To the best ofmy knowledge and beliefthe above information is
correct and up to date. I confirm that I have no suspicions relating to the money laundering or unethical activities on the
part ofthe client(s) and that I have followedall the procedures relating to account opening as described in the PWM
Americas Procedures and the PWMGlobalKYCPolicy
(I) Client Facing Professionals (CFP &) include: Relationship Managers. Wealth Advisors. Product Officers, Brokers.
Client Managers. etc.
r Deutsche Bank America New York rigij
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