Thanks
Kind Regards.
Mrs. Anastasia Pringle
Deutsche Bank Securities Inc
Client Onboarding Equities
502 uite 500. 32256 Jacksonville. FL. USA
Fax
Email
Please send all GED rated emails to:
Rovicii4yPespron
From: Dmitri Saks On Behalf Of US-CB S-AML
Sent: Monday, December 22, 2014 5:18 PM
To: Anastasia Pringle
Cc: Ged Account-Opening; Manikandan Muralidharan; US-CB S-AML
Subject: RE: EDD package for the RID : ONB-120902 LKYCUS-3443 Party name : Southern Financial LLC [I]
Classification: For internal use only
Hello Anastasia,
Could you please help to identify the Head of the Business through which this client is being onboarded. AML
Compliance needs to have a discussion prior to approving this account.
Thank you.
US CB&S AML Compliance
AML Compliance
Deutsche Bar* Securities Inc.
Compliance
Rus41.441Mon
Anastasia Pringle---12/22/2014 10.43:18 AM---Classification. For internal use only Good morning.
From:
To:
Cc:
12/22/2014 10.43 AM
Date:
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0066975
CONFIDENTIAL SDNY_GM_00213159
EFTA01373009