From: John Juul ( 1
Sent: 12/23/2014 3:00:07 PM
To: Wayne Salit
CC: Michael Koplowitz
Subject: RE: EDD package for the RID : Party name : Southern Financial Ur DI
Classification: For Internal use only
Sorry about that.
From: Wayne Salit
Sent: Tuesday, December 23, 2014 2:56 PM
To: John Juul
Subject: RE: EDD package for the RID : Party name : Southern Financial LLC [I]
Classification: For Internal use only
John —
Thanks for the information. I will escalate this matter to Ted Gonedes for his view on the Rep Risk issue.
6TW, you mentioned that you copied Mike, but I did not see it in the cc line.
What is Mike's last name?
Kind Regards,
Wayne Salit
From: John Juul
Sent: Tuesday, December 23, 2014 2:45 PM
To: Wayne Salit
Subject: RE: EDD package for the RID : • Party name : Southern Financial LLC [I]
Classification: For Internal use only
Yes, he is. Copying Mike who covers this space from a Line Advisory perspective.
From: Wayne Salit
Sent: Tuesday, December 23, 2014 1:39 PM
To: John Juul
Subject: FW: EDD package for the RID : Party name : Southern Financial LLC [I]
Classification: For Internal use only
John —
See information below. Are you familiar with Ted Gonedes? I am trying to figure out if he is senior enough for this
decision. Also, the directory does not indicate who Ted reports into.
Let me know your thoughts on whether Ted is the right person to go to with this Rep Risk issue?
Thanks.
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0067439
CONFIDENTIAL SDNY_GM_00213623
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