U S - NewClient Adoption
DBOI Global Services PrNate Limited
Block 5.6 7. Velankani Tech Park. No.:43, Electronic City, Hon Road. 560100 Bangalore, India
Tel.
Mobile
Email
Backup details -
Ganesh Balaji
Bharath-Kurnar MS
For Escalations please contact
Level I - Karthik
Level 2 - ealah
PasrsinctuPerfrn.
Forwarded by Manikarkdan Muralidharatvdbidbcom on 12/19/2014 08:53 PM —
Syed-Anzar Ahmed/db)dbcom
From.
To'
12/19,2014 08.42 PM
Date
Re: Fw. EDD package for the RID : ONB-120902 LKYCUS, 3443 Party name : SoLthem Financial LLC ROC alert Review- Very Urgent
Sublet(
Classification: For internal use only
Hello All,
Please find the details below:
NO ESCALATION REQUIRED
1) Richard Kahn
Alert #1:
Alert is False Positive. Mismatch Individuals. Our client name is Richard Kahn who is controlling person of Southern
Financial LLC. Whereas, Alerted Individual name is Richard Jeffrey Kahn who is and wasU
http://www.biziournals.conVsouthflorida/search?q=%22Jeffrev+Kahn%228,title=%3Fiframe%3Dtrue&width=95%25&height
=95%25+title%3D+title%3D+title%3D+title%3D°./020title=
Alert #2:
Alert is False Positive. Mismatch Individuals. Alerted Individual Name is Richard Kahn who
https://www.google.co.in/url?url=https://www.nyse.com/pdfs/12-ARCA-
3.pdf&rct=i&frm=184=8,esrc=s&sa=USei=MD6UVIedDsWPuAT924DoCQ&ved=0CBMQFLAA&usq=AFCtiCNH6TerGC ha K
BRHqY5DUNOCAX7ziw
Alert #3:
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0067445
CONFIDENTIAL SDNY_GM_00213629
EFTA01373329