From: Wayne Salit f 1
Sent: 12/23/2014 1:28:46 PM
To: Dmitri Saks I
CC: Carlos-A Garcia I ; Jan Bornebusch
Subject: RE: EDD package for the RID : ONB-120902 LKYCUS-3443 Party name Southern Financial LLC III
Classification: For Internal use only
Dmitri —
Thanks for the information.
Kind Regards,
Wayne Salit
From: Dmitri Saks
Sent: Tuesday, December 23, 2014 9:32 AM
To: Wayne Salit
Cc: Carlos-A Garcia; Jan Bomebusch
Subject: RE: EDD package for the RID : ONB-120902 LKYCUS-3443 Party name : Southern Financial LLC [I]
Classification: For Internal use only
Hi Wayne,
The correct spelling of Courteney's last name is Fornal. She is Director and Registered Principal for the deal. Courteney
is on vacation, but she's checking her email and would be available for a chat. Jan and I actually spoke with her a few
days ago on a separate topic. I don't believe she's high enough for our purposes but we could definitely start with her.
The Managing Director for this business is William Shelton. He's out on an MTA and this is his out-of-office message: "I
am on my mandatory time away with no access to e-mail. I will be
back in the office on Friday, January 2nd. For immediate assistance, please call the desk at-. For
emergencies, my mobile number is
The ultimate head of the Business is Ted Gonedes, Global Head of Equity Derivatives Sales for CB&S Markets (sits here in
NY). He's also on an MTA and will be back next Monday, December 29.
Thanks and regards,
Dmitri
Dmitri Saks
AML Compliance Officer
Deutsche Bank Securities Inc.
60 Wall Street, New York, NY 10005-2836
Tel:
E-mail:
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0067726
CONFIDENTIAL SDNY_GM_00213910
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