Lapidus, Lilia Judith — Salesforce - Unlimited Edition Page 5 of 12
Customer Team
Dearla Oliveira Mauricio Pretelt
Team Role Investment Officer Team Role Secondary Client Manager
Cases
Case Record Type KYC -Onshore
Type
Case Subject KYC Annual Call Note
Contact Name Lilia Judith Lapidus
Date Opened 3/1/2018
Status 6. Approved
Owner Approved KYC
Description
Case Record Type KYC -Onshore
Type
Case Subject KYC Annual Call Note
Contact Name Lilia Judith Lapidus
Date Opened 5/8/2017
Status 6. Approved
Owner Approved KYC
Description
1 . ase 1.ecord 1 ype Administrative Change
Type
Case Subject
Contact Name Lilia Judith Lapidus
Date Opened 7/18/2016
Status Completed
Owner Administrative Requests
Please recode to Mauricio Pretett, as current PO has left the Bank. This Relationship is within
Description
Mauricio's Target Region.
Case Record Type Administrative Change
Type
Case Subject
Contact Name Lilia Judith Lapidus
Date Opened 2/17/2015
Status Completed
Owner Administrative Requests
Description Please recode to Jaime Badia, as current PO has left the Bank.
Case Record Type KYC -Onshore
Type
Case Subject KYC Annual Call Note
https://dbforcepb.my.salesforce.com/0016000000wduzR/p?retURL400 I 6000000wduzR?s... 4/10/2018
CONFIDENTIAL - PURSUANT TO FED. R. GRIM. P. 6(e) DB-SDNY-0068206
CONFIDENTIAL SDNY_GM_00214390
EFTA01373824