Compliance
PAWIn4itr Bwromi,
Anastasia Pringle---12119/2014 02:43:57 PM---Classification: For internal use only Hi Dmitri,
From
Mankanda Dmitri SaksfrIbiclbcom.
To:
Cc:
12/19/2014 02:43 PM
Date'
RE: EDD package tor the RID: ONB-120902 LKYCUS-3443 Party name : Southern Financial LLC 0)
Subject:
Classification: For Infernal use only
Hi Dmitri,
Can you please advise on the current status?
Thanks
Kind Regards,
Mrs. Anastasia Pringle
Deutsche Bank Securities Inc
Client Onboarding Equities
5022 Gate Parka Suite 500. 32256 Jacksonville. FL. USA
Tel.
Fax
Email
Please send all GED related email& to
Paciin,ler%faint
From: Manikandan Muralidharan
Sent: Friday, December 19, 2014 10:32 AM
To: Dmitri Saks
Cc: Ged Account-Opening; US-CB S-AML; Anastasia Pringle
Subject: Fw: EDD package for the RID : ONB-120902 LKYCUS-3443 Party name : Southern Financial LLC [I]
Classification: For internal use only
Hi Dmitri,
We have got the alert review for the RDC alert received on Richard Kahn. During the alert review, we have found that
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0068308
CONFIDENTIAL SDNY_GM_00214492
EFTA01373889