Sent: Monday, December 22, 2014 5:18 PM
To: Anastasia Pringle
Cc: Ged Account-Opening; Manikandan Muralidharan; US-CB 5-AML
Subject: RE: EDD package for the RID : ONB-120902 LKYCUS-3443 Party name : Southern Financial LLC [I]
Classification: For internal use only
Hello Anastasia,
Could you please help to identify the Head of the Business through which this client is being onboarded. AML
Compliance needs to have a discussion prior to approving this account.
Thank you.
Iv
US CB8iS AML Compliance
AML Compliance
Deutsche Bank Secunbes Inc
Compliance
Passiencfo-PelftrAst,
' Anastasia Pringle---1212212014 10:43:18 AM---Classification: For internal use only Good morning,
From:
To.
Co:
12/22/2014 1043 AM
Date:
RE. EDD package for the RID: ONB-120002 LKYCUS-3443 Party name : Southern Financial LLC (I]
Subject:
Classification: For Internal use only
Good morning,
Do we have an update on the below request.
Thanks
Kind Regards.
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0068352
CONFIDENTIAL SDNY_GM_00214536
EFTA01373920