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Sujith Shetty-12/15/2014 03:49:38 PM---Classification: For Internal use only Hi Team, Attached below Is the EDD
Package for RID - ONE -
SujIth Shettykrbidbean
From
To.
MafiaSan
Cc.
121152014 03:49 PM
Date.
EDD package tor the RID: Party name Southern Financial LLC II)
Subject:
Classification: For internal use only
Hi Team,
Attached below is the EDD Package for RID Southern Financial LLC. Captioned request is principal
party set up and it is a Private Investment Vehicle.Request is raised for DBSI- Equity - custody/Margin (Type 1).
We are escalating the request as Entity is Private Investment Vehicle.
Kameshwaran has reviewed the alerts and the same has been attached for your reference.
"Jofin reviewed and QA'd this EDD escalation package and confirms that all appropriate documentation is being
escalated?
The request has been escalated to AML Compliance. Kindly do the needful.
EDD Template and 5 AML answers
[attachment "EDD template and 5 AML answers.pdf" deleted by Dmitri Saks/db/dbcom)
CIP Document
[attachment "1 - CIP Doc.pdf' deleted by Dmitri Saks/db/dbcom]
Physical Email
'attachment "CIP e-mail.pdf' deleted by Dmitri Saks/db/dbcoml
CP Proof
'attachment "CP Proof.pdf" deleted by Dmitri Saks/db/dbconfl
UBO Proof
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0068412
CONFIDENTIAL SDNY_GM_00214596
EFTA01373955