This requires a discussion between the AML and the Business Senior management. The delay is due to the challenge in
coordinating this effort because of the Holiday schedule.
Thanks and regards,
Dmitri
Dmitri Saks
AML Compliance Officer
Deutsche Bank Securities Inc.
60 Wall Street, New York, NY 10005-2836
PurrinoV Pewronst.
From: Courteney B Fornal
Sent: Monday, January 05, 2015 10:37 AM
To: Dmitri Saks; Anastasia Pringle
Cc: Ged Account-Opening; Manikandan Muralidharan; US-CB S-AML; Mark Whyman
Subject: RE: EDD package for the RID : ONB-120902 LKYCUS-3443 Party name : Southern Financial LLC [I]
Classification: For Internal use only
Dmitri-
Can you tell us why this is taking so long? It's been with AML with several weeks now, correct?
Courteney Fomal
Global Markets Complex Eel"
Deutsche Bank Securities Inc.
60 Wall Street
New York. NY 10005-2836
Posciol4g.PeepooK
cDisclaimer
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