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From: Anastasia Pringle
Sent: Monday, December 22, 2014 05:23 PM
To: US-CB S-AML; Courteney B Fornal; Mark Whyman
Cc: Ged Account-Opening; Manikandan Muralidharan
Subject: RE: EDD package for the RID : ONB-120902 LKYCUS-3443 Party name : Southern Financial LLC [I]
Classification: For internal use only
Courteney/Mark,
Who is the head of the business for this request.
Thanks
Kind Regards.
Mrs. Anastasia Pringle
Deutsche Bank Securities Inc.
Client Onboardin Equities
Please send all GED related emails to:
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From: Dmitri Saks On Behalf Of US-CB S-AML
Sent: Monday, December 22, 2014 5:18 PM
To: Anastasia Pringle
Cc: Ged Account-Opening; Manikandan Muralidharan; US-CB S-AML
Subject: RE: EDD package for the RID : ONB-120902 LICYCUS-3443 Party name : Southern Financial LLC [I]
Classification: For internal use only
Hello Anastasia.
Could you please help to identify the Head of the Business through which this client is being onboarded. AML
Compliance needs to have a discussion prior to approving this account.
Thank you.
US CB&S AML Compliance
AML Compiance
Deutsche Bank Secuntes Inc
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