From: Tazia Smith
Sent: 5/23/2017 2:41:00 PM
To: Richard Kahn
CC: Delores Rubin tewart Oldfield Vahe Stepanian
San Glassman Davide-A Sferrazza
Subject: RE: Rothschild ICI
Classification: Confidential
Thanks Rich.
No market on 100k that we're in touch with (DB or agent). Delores will work towards showing a smaller size to try to get
a two-way in front of you.
Understand no trade.
Best,
Tazia
From: Richard Kahn
Sent: Tuesday, May 23, 2017 11:13 AM
To: Tazia Smith
Cc: Delores Rubin; Stewart Oldfield; Vahe Stepanian; Matt Glassman; Davide-A Sferrazza
Subject: Re: Rothschild [C]
mr epstein is not yet ready to put and order in without any firm indication on where he can get done for 100k
thank you for your work on this..
Richard Kahn
HBRK Associates Inc.
575 Lexington Avenue 4th Floor
New York NY 10022
On May 23, 2017, at 12:06 PM, Tazia Smith ~1.11~ wrote:
Classification: Confidential
Rich —
Closing the loop on today's trading, ROTH FP closed at 28 EUR on 12,414 daily volume.
DB did trade small today, — 3,000 shares, split between High Touch and low Touch which is usually the
case for this name. The big International houses generally see Low Touch business, where the boutique
houses dominate the High Touch. DB has good relationship with many of these boutique shops that
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0068954
CONFIDENTIAL SDNY_GM_00215138
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