PCS NAO Page 1 of 15
Client/Sure
Account Cearstionnoiro
Owen* A0Count Type
cgs* •-trunt Net
aet4C.Strtt•e
~new WarrOtic alien Program (LIP) Notice
Panicipenle
WAIN KIWIS« U 1E To ~ow (renown %se the f• wens and merry latedeewg h Maw Fehtnre lag fawns, 41 Waved ncmOnr+,le Worn witty. sal
,denill uch peter eh, taabasla. cs, news. et...uncut n ottei Wanes". folegowhip will ofironod »mouton This
Lt..1krO. maw e• caktn yew new widest and caber inloomIron Olo ellnln.0 m Weedy wu ar mot a ens ei its we ~hang downed. each
•
c‘p• ':ilicnct xd Eghlatd.4
ACII. ALAI SlI4AL Aulh rip
Goevennennt Nw ken San hrenunef Iw %coin tit ow frig, elegises,' in wa nr Ihl•I,C.1 MP"! trecny Leenung awl wrung liewwww mu. rews
(4lt IT MIMI,' ~N., ft awe/ ruanagowni .r.1101 and Oaf ...k•res. Rd now 4.”1,•; thirds en~rally fr we a lcsmi daligsbn, te wan
2 rs,xs culgescs canon. znywas astir (twin." an writ. wand. atten6 a,d il nwegowy. snag ineweesdinn. ednorinwl ~ace." Inewliciii
wen« a emir.' amnion, wel h. °Mai rnt.rNn nne.m.notpen ro eta °Wide aM enfregnen Ake,. wireseht ew linnet lenn.A...v.vimenst.
Lifluor:di:4,NC ~IA fl.« 0.b.V., cement cc w•fliNtiOnnl .rtIce.~.41,/NIIV• IAA Chat, Kuhl be ..41.9.1In enraging'', ruttyus et Ms donynid awl
Cll. ALM SIHM. eon( • prong, f wet ideven ~ern Wen ha swig flaw./ "iv.;
lÅ
ap NBC* •
Fim F5 Branch Welke O e-mail O Fax O Letter
ei ryn r4lonw.
Ao:ounl Det•H$
anta Invostmont Caere Dew:~ '
tNTIMALU LyAn Holds» LW
AccountSetuP
Acoeuni Setup Intl N
CA al ong. One •
LIA May Murray
Anon Scream
7arktel ttittertS.C23
Pratt-tear wet tie, account In a, 0.1.7e et • peg hl awl deed wily ~awl intelt111.1161»la the *slots an øw1 of
ZNa.mtassai.fr._21teSB dicer et ewe ~cat W be earl *Wee Of IFA liavaged ~went Wegrant
Ov..sGlNp
die.« Ty ov• tnebIdeinaltIrstelndiluleanil •
O Sank. Savings end Loon Assoc ietion. lnsosencc company or Repnte red Investment COMPS4w
O An investment advwet regnienet4 niger with the Securities and tethang. tientelswen umbra Soften SIPS ot the level:Merit
Advisen Act et 1940 or with 'Mt ,. we wain% commisvion of • ny egency er office pertaining litre I urdtien,
Other latftY (Whetl, e, • a‘lk,,, al Person, tertefateen. partnership. tester 'While) with toel Assets of 'chest Sin mill»,
o flow of the above!
linalhiierwl A.. serum S.it ability obllgaion •
O Warted ter .11 recommendations (Select if this mil:nations! 4«oent will have t signed
Inatitutionel Suitability Cent/feats on file, ~wing oast'. • uitabdrty obligation under MIRA
21113
Accepted ter ell intemmendateeres (Select if this enatituteenal «coif nt will not have a signed
Inatitutional 54olo!Wiry Cen,tketo nee file, but well indeed ashy en DPW I el »SIC bent Adage,
fee a urt•bluty did...nape[ions.)
la thin account clomellod hut•Irl. tet United Stab"? '
Yee
Ns
Please ewe yaw Ewan do . wen
appreefl Caw ...raw
MOM
OtrOcon Type •
I "•': 1
Cten A.Sese aelneyalectore tel an «ate,.d,a path RIA Sea -ea" AaVila (+gram and eireten me un Clem ha.~ oven Ica
Pan 2A end di Swag •IAILT• Seeplemacts (lam ADV Put Ici en *wens/woe r epplearie rage ewlf rennamwt•
O Yee 40 Ne
https://salesforce.intranet.db.com/PCSNAO/DBForce/PCSNAO 4/16/2018
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0069016
CONFIDENTIAL SDNY GM_00215200
EFTA01374364