From: Stewart Oldfield
Sent: 6/11/20181:43:18 PM
To: Martin Zeman
CC: Bradley Gillin [
Subject: FW: USA Patriot Act Customer Identification Program Notification
Attachments: BCM Letter 2017.pdf; 0851 ANNUAL DISCLOSURE 2014.pdf
Did they get this notice because of their GM account?
From: Richard Kahn
Sent: Monday, June 11, 2018 1:40 PM
To: Stewart Oldfield
Subject: Fwd: USA Patriot Act Customer Identification Program Notification
do you know what this relates to?
Richard Kahn
HBRK Associates Inc.
575 Lexington Avenue 4th Floor
New York NY 10022
Begin forwarded message:
From: Nathan Head <
Subject: USA Patriot Act Customer Identification Program Notification
Date: June 11, 2018 at 1:35:47 PM EDT
To: 'Richard Kahn' <
Cc: Joshua Chin-San
• Dear Client - Southern Financial, LLC
Subject: USA PATRIOT Act Section 326 Customer Identification Program & Regulation GC
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0069149
CONFIDENTIAL SDNY GM_00215333
EFTA01374458