Regards,
Janice P. Franklin
Janice Franklin, CAMS, CFSA, CFIRS
Vice President I AML Compliance Officer
Deutsche Bath Americas
Regulation. Compliance & Anti-Financial Crime
60 WaN Street 10005.2636 New York, NY, USA
From: Adrienne Bull
Sent: Tuesday, April
To: Janice Franklin < ; Sheffali Welch
Cc: Oliver Esslinger < >; Wayne Salit Yoonsun Chung
Kshitij Golani
Subject: RE: 2018 Regular Reviews: High Risk clients [I)
Classification: For internal use only
Hi Janice -
I have not forgotten about your request ; you will have a file today.
Kind Regards
Adrienne
From: Janice Franklin
Sent: Tuesday, April 10 2018 11:19 AM
To: Adrienne Bull Sheffali Welch
Cc: Oliver Esslinger Wayne Salit oonsun Chung
Kshitij Golani
Subject: RE: 2018 Regular Reviews: High Risk clients [I]
Hi Adrienne:
I hope all is well. Just a reminder to send us a listing of client names (or KYC #s) that were due for Regular Review at the
end of January, February and March 2018.
Thank you so much.
Regards,
Janice P. Franklin
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0069384
CONFIDENTIAL SDNY_GM_00215568
EFTA01374613