From: Delores Rubin
Sent: Wednesda Ma 24 2017 8:32 AM
To: Tazia Smith ; 'Richard Kahn'
Cc: Stewart Oldfield Vahe
Stepanian Matt Glassman
Davide-A Sferrazza
Subject: RE: Rothschild (C)
Classification: Confidential
Good Morning Richard,
Very little activity so far today on Rothschild.
Our trader had working orders from two large institutions
in the past 6 months. These institutions, if they have
something to do would care on the type of size you
would like to trade. Our trader would like the opportunity
to inquiry if they care, but to be blunt, it is unreasonable
to try to open them up without an idea of whether we are
a buyer or a seller.
DB would be happy to work an order for you using all of
our institutional capabilities.
Thank you.
Best regards,
Delores Rubin
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Delores Rubin
Director I Wealth Management Capital Markets
Equity Trading
DB Securities Inc
1111111111M
From: Tazia Smith
Sent: Tuesday, May 23, 2017 2:41 PM
To: Richard Kahn
Cc: Delores Rubin < ;Stewart
Oldfield ; Vahe Stepanian
; Matt Glassman
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0071105
CONFIDENTIAL SDNY_GM_00217289
EFTA01375583