From: Richard Kahn
Sent: 3/30/201812:21:09 PM
To: Xavier Avila
CC: Paul Barrett Martin Zeman ; Liam Osullivan
na Tona
Stewart Oldfield I; Jeanne Brennan
Subject: Re: Southern Financial - Client Confirmation [CI
great
thank you
Richard Kahn
HBRK Associates Inc.
575 Lexington Avenue 4th Floor
S ewYorkNY10022
On Mar 30, 2018, at 12:20 PM, Xavier Avila wrote:
Richard/Paul, it seems the KYC has been finalised with
the below.
Paul, we are working now in the downstream operations to
get you active in OTC Credit and Equity Derivatives.
Thanks
Xavier Avila
Managing Director
Deutsche Bank Securities Inc
From: Xavier Avila <
Date: Thursday, Mar 1 1 '45
To: Richard Kahn a
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0071316
CONFIDENTIAL SDNY_GM_00217500
EFTA01375739