From: Coley Jellinghaus
Sent: 10/11/2018 12:06:35 PM
To: Stewart Oldfield
Subject: FW: Butterfly brokerage IC) [II
Classification: For Internal use only
Fyi — pis don't forward
From: Kimberly Hart
Sent: Thursday, October 11, 2018 11:01AM
To: Zbynek Kozelsk
Cc: zia Memon <->; Diana Canter < >; Funda Bozkurt <I
Subject: RE: Butterfly brokerage [CI ill
Classification: For internal use only
I do not have an issue with KCP servicing the account. I just need to know the controls to ensure that the client is clear
re: investments that are not appropriate for Butterfly. In my mind it would be clearer to the client (and better
controlled) if someone else serviced that one account — but I defer to the folks who service accounts on a day to day
basis. If someone wants to send the proposed controls to BSO and OCO, we will review.
Kimberly Hart
Managing Director I Divisional Control Officer
Wealth Management Americas
Deutsche Bank Trust Company Americas
345 Park Avenue. 14th floor. New York, NY 10154
Te
F
Mobile
Email
Securities offered through Deutsche Bank Securities Inc.
From: Zbynek Kozelsky
Sent: Thursday, October 11, 2018 10:56 AM
To: Kimberly Hart < >; Coley Jellin haus <
Cc: zia Memon < >; Diana Canter < >; Funda Bozkurt
>; Zbynek Kozelsky <
Subject: RE: Butterfly brokerage [C) (I)
Good morning Kim,
Just to offer different perspective — separating of the account may not be only disruptive to the client but also
operationally since all the communication, trading is concentrated to KCP (for the balance of the accounts).
Thank you
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