From: Matthew Schaefe
Sent: 11/22/2016 3:00:17 PM
To: Cynthia Rodriguez PWM
SPG
CC: Stewart 0ldfield
Subject: RE: Approval Required on $23mn Wire DI
Classification: For Internal use only
Hi Cynthia,
Please send me the client's signature card.
Kind regards,
Matthew Schaefer
Matthew Schaefer
Regulatory Analyst I Supervisory Principals Group
Deutsche Bank Securities Inc.
Deutsche Bank Wealth Managment
5022 Gate Parkway. Suite 400, 32256
Jacisonyille, USA
From: Cynthia Rodriguez [mailt
Sent: Tuesda , November 22, 2016 2:27 PM
To: PWM SPG
Cc: Stewart Oldfield
Subject: Approval Required on $23mn Wire
Importance: High
Hello,
Our client, Southern Trust Company, would like to internally transfer $23mn into their brokerage account under the
name of The Haze Trust. Please see attached letter of instruction. The callback was made to the phone number on file,
and confirmed by Darren Indyke who is the signatory on the account. Please provide approval to process this wire today.
Thank you.
Kind regards,
Cynthia Rodriguez
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0073736
CONFIDENTIAL SDNY_GM_00219920
EFTA01377155