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Renee Sethi
Associate : AML Compliance Officer
Deutsche Bank Securities Inc.
Predate Wealth Management • AML Compliance
5201 Gate Parkway. 2 1 floor
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Visit US tthr/Neww.db.com
Peepropt.
Le/stung aus LeVenschaft
From: Cynthia Rodriguez
Sent: Thursday, October 13, 2016 10:25 AM
To: PWMUS AMLKYC
Subject: RDC alert_Jeffrey Epstein and KR alert_Jeffrey Epstein [I]
Dear AML Compliance,
Attached are RDC/PCR alerts for Jeffrey Epstein, a current client at DB. He is grantor in the Butterfly Trust, which we are
doing a KYC Update on the new beneficiaries. See case 01650218. The attached alerts reference Mr. Epstein as a sex
offender, serving a 21 month sentence for fraud, sexual assault, solicitation of prostitution and paying a settlement total
of $437,00 in disgorgement of trading profits, prejudgement interest and civil penalties . These alerts have previously
been cleared with AML compliance. No new alerts have come up. Please provide clearance. Thank you.
Kind regards,
Cynthia Rodriguez
Cynthia Rodriguez
Assistant Vice President
Deutsche Bank Trust Company Americas
Deutsche Asset & Wealth Management
York, NY, USA
From: Akash-Kumar Gomesh
Sent: Wednesday, October 12, 2016 5:02 PM
To: Cynthia Rodriguez
Cc: PWM BIS-Research; PWMUS AMLKYC
Subject: RDC alert_James R. French, Jeffrey Epstein and KR alert_Jeffrey Epstein [I]
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CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0074174
CONFIDENTIAL SDNY_GM_00220358
EFTA01377390