From: Stewart Oldfield
Sent: 6/11/2018 2:08:08 PM
To: Richard Kahn
Subject: RE: USA Patriot Act Customer Identification Program Notification
I'm guessing it's generated from the global markets accounts we reactivated recently, but let me confirm. Please also
send me JEE's dates for France.
Thanks
From: Richard Kahn [mailto
Sent: Monday, June 11, 2018 1:40 PM
To: Stewart Old ieId
Subject: Fwd: USA Patriot Act Customer Identification Program Notification
do you know what this relates to?
Richard Kahn
HBRK Associates Inc.
575 Lexington Avenue 4th Floor
New York NY 10022
Begin forwarded message:
From: Nathan Head
Subject: USA Patriot Act Customer Identification Program Notification
Date: June 11, 2018 at 1:35:47 PM EDT
To: 'Richard Kahn'
Cc: Joshua Chin-Sang
110 Dear Client - Southern Financial, LLC
Subject: USA PATRIOT Act Section 326 Customer Identification Program & Regulation GG
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0074182
CONFIDENTIAL SONY GM_00220388
EFTA01377394