From: Lisa-M Ramos
Sent: 11/5/2018 10:14:14 AM
To: Stewart Oldfield
CC: Michael Coomb-Smith
Subject: RE: A/c#I • (SBL Pending) Revised SBL November 1, 2018
I have checked the system and the address for the below account has not been updated the account will be put in SBL
by EOD
Lisa Ramos
Assisiant Vice-President I WM Opetabons Americas I .1'cam Lead. Document Management
rrrrrr
From: Lisa-M Ramos
Sent: Thursday, October 18, 2018 4:01 PM
To: Stewart Oldfield <
Cc: Michael Coomb-Smith
Subject: RE: A/C# (SBL Pending) Revised SBL November 1, 2018
The following account had three consecutive statement return occurrences. The account will be placed in
Suspended Balance Ledger (SBL) status on November 1 ,2018 if a new address is not made to FIS before
that time. No hard copy statements will be generated (only imaged statements) and the account will be
put on No Post until the client provides a letter to verify/change of the address. Please submit a DB Force
case prior to November 1,2018 to Doc Management-Hold Mail with case subject Returned Mail to advise
Doc Management on what to do with the returned items after the system is updated
DARREN K. INDYKE PUG-ATTORNEY TRUST ACCOUNT 5/23/2018 3/31/2018
DARREN K. INDYKE PUC-ATTORNEY TRUST ACCOUNT 6/1/2018 4/30/2018
DARREN K. INDYKE PUC-ATTORNEY TRUST ACCOUNT 6/28/2018 5/31/2018
DARREN K. INDYKE PLLC-ATTORNEY TRUST ACCOUNT 10/2/2018 8/31/2018
DARREN K. INDYKE PLLC-ATTORNEY TRUST ACCOUNT 10/17/2018 9/30/2018
Lisa Ramos
Assistant Vice-President WM ()negations Americas I Team Lead. Document Management
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0076587
CONFIDENTIAL SDNY_GM_00222771
EFTA01379250