Stewart Oldfield, CFA, CAIA
Director
Deutsche Bank Trust Company Americas
Deutsche Bank Wealth Management
345 Park Avenue, New York, NY 10154
Tel.
Mobile
Email
Securities offered through Deutsche Bank Securities Inc.
On Aug 31, 2018, at 6:59 AM, Vijay-A Sawant a> wrote:
Good Morning Stewart,
After receipt of the COGS for Gratitude America in attached email, we confirm that only
the following items are pending for KYC Case#01977700
• SOS & COGS for Mort Inc dated in last 6 months. Entity domiciled in US Virgin
Islands.
Once the above item is received, we will submit this case to the AML team for approval,
thanks.
Regards,
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Vijay Sawant
KYC Case Representative
Deutsche O8 Centre Private limited - Deutsche Bank Group
Wealth Management
Bt, DB Centre Mumbai, Nirlon Knowledge Park, Western Express Highway
Gore on East, Mumbal 400063, India
Tel.
Mobile +
From: Vijay-A Sawant
Sent: Wednesday, August 01, 2018 5:37 PM
To: Bradley Gillin < >; Stewart Oldfield <
Cc: Mayur Rathod <
Subject: 2018 Periodic Review of accts Mort, Inc (GCIS#487266) and Gratitude America
Ltd (GCIS#499760) under the SOUTHERN FINANCIAL RELATIONSHIP
Importance: High
Hello Brad/Stewart,
This review relates to review of above high-risked accounts due for remediation
8/31/2018.
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0077583
CONFIDENTIAL SDNY_GM_00223767
EFTA01379784