To: Stewart Oldfield <
Subject: Southern Financial OTC trade on the books
Stew,
Southern Financial LLC (account ) holds EUR 2.5mm face of COFP 4.407
08/06/19:
MARKET POSITION FX
PRICE VALUE RATE POSITION
TRADE DATE (POSITION (POSITION (TO VALUE
QUANTITY DESCRIPTION CUSIP CCY) CCY) USDE) (USDE) TYPE
CASINO, GUICHARD-PERRACHON
SA ISIN#FR0011301480 4.407%
2,500,000.0000 08/06/19 REG DTD 08/03/12 N/C F1413LCN4 99.6200 2.441500.00 1.14070 2.840,91.3 35 CORPORATE
We executed a EURUSD forward (v/d 06 Aug 19) that is still on the books. MtM is $87k
in favor of client, per latest valuation statement:
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Southern Financial LLC (account holds 100k shares of AAPL and some cash
from dividends as collateral for OTC trades:
MARKET POSITION
TRADE PRICE VALUE POSITION
DATE (POSITION (POSITION FX RATE VALUE
QUANTITY SYMBOL DESCRIPTION CUSIP CCY) CCY) (TO USDE) (USDE) TYF
APPLE INC
100.000.0000 AAPL COM 037833100 175.4600 ' I ',46.000N 100(x10 ‘ F.Q(
INSURED
DEPOSITS MC
73,091.3300 DBDA PROGRAM PER980411 1.0000 7.1,,(191.zz 1.000(X) ;.0,)1 z FUN
Client would need to unwind the FX hedge, at which point we could consolidate the
Southern Financial LLC assets (i.e. move assets from the collateral account to the main
trading account).
Regards.
Davide
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Davide Sierra/to
Associate Investments & Trading Institutioikil Wealth Partners
Deutsche Bank Securities Inc.
Deutsche Bank Wealth Management
345 Park Avenue, 24th Floor
New Y tic NY 10154. USA
Tel.
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