From: -Stepanian[
Sent: 7/13/2017 10:57:04 AM
To: Richard Kahn [
CC: Stewart Oldfield(
Subject: RE: IC)
Classification: Confidential
Hi Rich - southern Financial can trade listed options, including sold puts.
on the FX question - currently SFLLC cannot buy OTC options. There is Dodd Frank related paperwork that
we would need on file before trading OTC options.
Thank you,
original message
From: Richard Kahn (mailto:ri.11 1.com]
Sent: Thursday, July 13. 20173 4
To: IIII Stepanian
Cc: Stewart Oldfield
Subject:
are we equip to sell puts?
Richard Kahn
HBRK Associates Inc.
575 Lexington Avenue 4th Floor
New York NY 10022
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