From: Rodriguez
Sent: 11/15/2017 1:08:48 PM
To: Stewart 0ldfield I
Subject: RE: Portfolio alert_
Classification: For internal use only
None that I've kyc'd. I would respond and let them know this person is not part of any of our kycs.
Kind regards.
Cynthia Rodriguez
Cynthia Rodriguez
Assistant Vice President
Deutsche Barth Trust Company Americas
Deutsche Bank Wealth Management
345 P rk A 4th Fl 10154-0O04 New York. NY. USA
Tel.
Fax
Email
From: Stewart Oldfield
Sent: Wednesday, November 15, 2017 1:07 PM
To: Cynthia Rodriguez <
Subject: FW: Portfolio alert_
Which account is this related to? I assume this is a different person
From: Priyanka Rathore On Behalf Of PWM BIS-Research
Sent: Monday, November 13, 2017 5:57 PM
To: Stewart Oldfield
Cc: PWM BIS-Research < >; PWM US AMLKYC
Subject: Portfolio alert
Hello,
Attached is look back alert for the party mentioned above.
Kind regards.
Priyanka Rathore
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0081050
CONFIDENTIAL SDNY_GM_00227234
EFTA01381862