From: Stewart Oldfield
Sent: 11/1/2018 5:40:08 PM
To: Richard larossi [ Liam Osullivan [
CC: Bradley Gillin
Subject: RE
This is just to memorialize that this will happen at some point. Probably closer to end of year. Nothing to do
now. Thanks
From: Richard larossi
Sent: Thursday, November 01, 2018 5:15 PM
To: Liam Osullivan
Cc: Bradley Gillin < Stewart Oldfield <
Subject: Caterpillar KYC [I]
Classification: For Internal use only
Hi Liam,
Please see the attached KYC for 2017 Trust which will be looking to open a new brokerage account.
Thanks,
Rich
Richard larossi
Alsislanl Vice President
Deutsche hank Wealth Managancat
345 Park Avenue, 24th Floor
New York. NY 10154
Securities offered through Deutsche Bank Sewritics Inc.
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0081254
CONFIDENTIAL SDNY_GM_00227438
EFTA01382031