SOUTHERN FINANCIAL LLC
(and subsidiary)
Statement of Assets, Liabilities and Member's Equity
Income Tax Basis
as of November 30, 2014
ASSETS
Current assets
Cash and cash equivalents 13,504,156
Due from brokers 46,455,220
Managed investment accounts, at cost 72,211,896
Total current assets $ 132,171,271
Fixed Assets 266,023 266,023
Other assets
Investment in partnerships, at cost 16,970,471
Investment in Haze Trust 88,541,097
Other receivables 4,033,417
Total other assets 109,544,985
TOTAL ASSETS 241,982,280
LIABILITIES AND MEMBER'S EQUITY
Member's equity
Member contributions 260,309,527
Net loss (18,327,247)
Total member's equity 241,982,280
TOTAL LIABILITIES AND
MEMBER'S EQUITY 241,982,280
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0083346
CONFIDENTIAL SDNY_GM_00229530
EFTA01383608