EFTA01383837

From: Bradley Gillin Sent: 5/25/2017 10:44:02 AM To: Stewart 0ldfield Subject: RE: can you email my current pipeline? Might be easier to just do this via email. Thanks [I] Classification: For internal use only See below. Can you read on BB? Opportunity Name Customer Name Stage Probability (%) Close Date Product Name Total Assets BPS/Flat Fee Amount (S) Total Estimated Revenue Commercial R.E. 54 Madison Partners Developed 25% 7/31/2017 Commercial Real Estate $50,000,000.00 300 $1,500,000.00 Deposits Elysium Management Proposal 50% 6/30/2017 Money Market $50,000.000.00 85 $425,000.00 Line of Credit ORIX Americas Proposal 25% 6/30/2017 U.S. Letter of Credit $100,000,000.00 200 $2,000,000.00 KCP Private Markets ORIX Corporation Proposal 50% 6/30/2017 Key Client Offering $50,000,000.00 200 $1,000,000.00 KCP Private Markets ORIX Corporation Proposal 75% 9/30/2017 Key Client Offering $50,000,000.00 200 $1,000,000.00 KCP Private Markets ORIX Corporation Proposal 50% 12t31/2017 Key Client Offering $100,000,000.00 200 $2,000,000.00 KCP Private Markets ORIX Corporation Proposal 50% 12/31/2018 Key Client Offering $200,000,000.00 100 $2,000,000.00 Structured Credit ORIX Corporation Proposal 50% 12/31/2019 Referral Fee $200,000,000.00 200 $4,000,000.00 DPM Rashid, Ali Proposal 50% 6/16/2017 U.S. IA - Balanced $5,000,000.00 100 $50,000.00 ISG Rashid, Ali Proposal 50% 6/16/2017 Hedge Funds $1,000,000.00 200 $20,000.00 CLO Falcon Trail Capital, Developed 25% 5/30/2017 Derivatives (Equity - Swap) $5,000,000.00 200 $100,000.00 KCP Southern Financial Developed 25% 12/31/2015 Brokerage (Commissions) $5,000,000.00 300 $150,000.00 Brokerage ChurchNorth America Developed 25% 5/30/2017 Brokerage (Commissions) 510,000,000.00 100 $100,000.00 Real Estate Lending Third Lake Capital Proposal 25% 6/30/2017 Commercial Real Estate $50,000,000.00 300 $1,500,000.00 KCP Private Markets Third Lake Capital Proposal 50% 6/30/2017 Private Equity Funds $1,000,000.00 300 $30,000.00 KCP Private Markets Third Lake Capital Proposal 50% 6/30/2017 Checking $30,000,000.00 85 $255 .000.00 From: Stewart Oldfield Sent: Thursday, May 25, 2017 10:38 AM To: Bradley Gillin Subject: can you email my current pipeline? Might be easier to just do this via email. Thanks [I] Classification: For internal use only CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0083698 CONFIDENTIAL SDNY_GM_00229882 EFTA01383837