KYC Print Page 1 of 17
DB PWM GLOBAL KYC/NCA: PART A
KYC Case # : 01121718 Status : 6. Approved
One sheet must be established per relationship - list all accounts included in the relationship
1. Relationship Details
Relationship Name: EPSTEIN, JEFFREY RELATIONSHIP Booking Center: New York
Relationship Manager: Paul Mont
F New PWM Relationship r Existing PWM Relationship
Relationship to PWM:
If existing, please indicate since when the relationship exists, provide reason for new profile and attach old
profile: New personal checking and money market for Jeffrey Epstein. This s an update of approved KYC
001082293 where Jeffrey has already been approved.
F Client Referral 17 RM Prospect F Intermediary/FIM F Other Source (CM, etc.)
How Was the Client(s)
Introduced? How long has Please provide details (e.g. name of referral source, how many years RM personally has known client,
the RM personally known etc.): Jeffrey Epstein was a client of Paurs at .1P Morgan. Paul and Jeffrey Epstein had a mutual
the client? friend/colleague who introduced them while Paul was at JPMorgan. Over the course of a few meetings Paul was
able to get Jeffrey to bring some of his hinds over to JPMorgan
Does Deutsche Bank pay a
F Yes F No
retrocession or similar
compensation to a third
party for the introduction (It- yes oresaibe).
of this relationship?
list all existing and new accounts involved in this relationship
legal Entity Account Name / Number Opening Date (intended/actual)
Account(s)
1 F Southern Financial, LLC 8/19/2013
2 F Southern Financial, LLC 8/19/2013
3 r Southern Trust Company, Inc. 8/19/2013
4 F. Southern Trust Company, Inc. 8/19/2013
5 F Jeffrey Epstein 9/11/2013
6 F Jeffrey Epstein 9/11/2013
Who i the primary ontact
person for the RM? (Note: Preferred method of
This person needs to have Jeffrey Epstein contact(indicate phone
signatory rights and/or no., fax no., e-mail
information right for the address, etc.):
accounts.):
https://na4.salesforce.com/servlet/servlet.Integration?'id=01N30000000D9Di&eid=500600... 9/19/2013
CONFIDENTIAL - PURSUANT TO FED. R. GRIM. P. 6(e) DB-SDNY-0084013
CONFIDENTIAL SDNY_GM_00230197
EFTA01384036