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PRIVATE WEALTHMANAGEMENT POLICY STATEMENT: Deutsche Bank Private Wealth
Management (PWM) worldwide is committed toprofessionally serve the interests ofits clients. To do so,
Client FacingProfessionalsl(1) (GP's) should establish andmaintain business relationships only with
persons who sail* our high standards ofsuitability, backgroundand character. Due diligence obtained
on the client must be appropriately documented by the CPR It is the responsibility ofCFP's to
demonstrate that they know their client both at the inception ofa relationship andon an ongoing basis.
DECLARATIONFOR ALL SIGNERS OF THIS FORM:• To the best ofmy knowledge and beliefthe
above information is correct andup to date. I confirm that I have no suspicions relating to the money
laundering or unethical activities on the part ofthe client(s) and that I havefollowedall the procedures
relating to account opening as describedin the PWMAmericas Procedures and the PWM GlobalKYC
Policy
(I) Client Facing Professionals (CFP's) include: Relationship Managers, Wealth Advisors, Product
Officers, Brokers, Client Managers, etc.
Deutsche Bank Americas New York rA
https://na4.salesforce.com/servlet/servlet.I ntegration?lid=01N30000000D9Di&eid=500600... 9/19/2013
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0084029
CONFIDENTIAL SONY GM_00230213
EFTA01384048