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M. Case Comments
Created By Date Comments
Please see KYC 01082293 for Jeffrey Epstein KYC approval and all due diligence, attachments and
Amanda Kirby 9/9/2013 5:13 PM
source of Inealth
ONSHORE APPROVALS
Client Facing Professional (CFP): Paul Morris (Signature) 9/5/2013
Paul Morris
Office Director/Business Head: Mary Keaveney (Signature) 9/5/2013
Mary Keaveney
Regional Office Director: (Signature)
AML Business Risk:
(Signature)
AML Compliance:
(Signature)
Jacqueline Lightbody Jacqueline Lightbody 9/10/2013
Janice Franklin Janice Franklin 9/10/2013
LATAM/INTERNATIONAL APPROVALS
Client Facing Professional (CFP): (Signature)
Account Manager: (Signature)
Global Market Team Head (Signature)
(GMTH)/Sub-Market Team Head
(SMTH):
MIL Business Risk:
(Signature)
AML Compliance:
(Signature)
https://nail.salesforce.corn/servlet/servlet.Integration?'id=01N30000000D9Di&eid=500600... 9/19/2013
CONFIDENTIAL - PURSUANT TO FED. R. GRIM. P. 6(e) DB-SDNY-0084068
CONFIDENTIAL SDNY_GM_00230252
EFTA01384073