KYC Print Page 13 of 15
,. Does the client or related party have any financial or other association / interactions
''' within countries or regimes sanctioned by the Office of Foreign Assets Control (OFAC)? F Yes F No
H. Does the client or related party have any financial or other association/ interactions
within high risk countries? F Yes F No
I. Corporate Documentation Attached (Legal Entities Only) F Yes F No F Not Applicable
3. Undisclosed Principal Form Complete (Intermediaries Only) r yes F No F Not Applicable
K. If Lexis/Nexis Search Results, Corporate Documents or Other Supporting Documentation is not in English, please provide an English
summary of the nature/contents of the non-English Documentation:
https://nail.salesforce.corn/servlet/servlet.Integration?'id=01N30000000D9Di&eid=500600... 9/19/2013
CONFIDENTIAL - PURSUANT TO FED. R. GRIM. P. 6(e) DB-SDNY-0084105
CONFIDENTIAL SDNY_GM_00230289
EFTA01384099