From: Anjali Thadani [anjali.thadani@db.com]
Sent: 10/25/2017 4:19:12 PM
To: Martin Zeman martin.zeman db.comi
CC: Xavier Avila ; Stewart Oldfield ;Joshua Shoshan
; Davide-A Sferrazza Ellenoi Jarvis [ellenoi.jarvis@db.comj;
Chris Maxmin (chris.maxmin@db.comj
Subject: RE: Southern Financial LLC jlj
Classification: For Internal use only
Martin, you're good to trade non-margin from a regulatory perspective. Please reach out to Chris, cc'd above, for next
steps in the trade process. Thanks.
Anjali Thadani
Deutsche Bank, Wealth Management
From: Martin Zeman
Sent: Wednesday, October 25, 2017 3:34 PM
To: Anjali Thadani <an'ali.thadani@db.com>
Cc: Xavier Avila >; Stewart Oldfield < >; Joshua Shoshan
>; Davide-A Sferrazza <
Subject: Southern Financial LLC [I)
Classification: For Internal use only
Anjali,
Can you please confirm that Southern Financial has all the paperwork in order allowing them to trade? They are pressing
us for an answer.
Thanks
Martin
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0084590
CONFIDENTIAL SDNY_GM_00230774
EFTA01384420