On Apr 25, 2017, at 4: 14 PM, Vahe Stepanian wrote:
Generally agree with Stewart. Is there anything specific you are looking at?
Thanks,
Vahe
From: Stewart Oldfield
Sent: Tuesday, April 25, 2017 4:02 PM
To: Richard Kahn
Cc: Vahe Stepanian
Subject: RE: trading capabilities
Generally I think we can just do listed options in your wealth management brokerage
accounts. We don't have investment banking/OTC capabilities for you unless we can
trade via long form confirmation. Copying Vahe who can clarify.
Thanks
From: Richard Kah
Sent: Tuesday, AprPMM IIIM
To: Stewart Oldfield
Subject: trading capabilities
are we able to do any of the following trades in our accounts
▪ Trade 5( forwards and options
• CDS
• Equity derivatives
If so would this be out of your Wealth
Management group or Investment Bank?
please advise
thank you
Richard Kahn
HBRK Associates Inc
575 Lexington Avenue 4th Floor
New York, NY 10022
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