From: Brigid Macias
Sent: 4/2/2019 5:07:47 PM
To: Stewart 0ldfield Natalie Barak
Subject: FW: returned funds to Caterpillar
Importance: High
Hi,
Please see below.
We are now being asked to process an updated KYC to re-open this account.
Suggestions?
Kind regards,
Brigid Macias
Brigid Macias
Assistant Vice President
Deutsche Bank Trust Company Americas
Deutsche Bark Wealth Management
345 Park Avenue
24th Floor
Securities offered through Deutsche Bank Securities Inc.
From: Sunil-F Kumar
Sent: Tuesday, April 02, 2019 5:03 PM IMP
To: • "
Cc: Natalie Baral l
Subject: RE: returned funds to Caterpillar
Hi Brigid,
In the review stage we identified that approved KYC for the client is not valid as, this KYCH01898372 was valid till 131"
Feb 2019 as this is a high risk client.
Please provide a valid KYC in order to approve this request.
Kind regards,
Sunil Kumar
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0085364
CONFIDENTIAL SDNY_GM_00231548
EFTA01384822