From: Mayur Rathod (mayursathod@db.com]
Sent: 11/15/2018 8:21:44 AM
To: Stewart 0ldfield [stewart.oldfield@db.com]
CC: Richard larossi [richard.iarossi@db.com]; Bradley Gillin [bradley.gillin@db.com]; Vinita Advani
Ivinita.advani@db.coml; Vijay-A Sawant [vijay-a.sawant@db.com]; Daphne Cates [daphne.cales@db.coml
Subject: RE: Pending responses on rejection cases under the SOUTHERN FINANCIAL RELATIONSHIP Ill
Classification: For Internal use only
Hi Stew,
The below information is holding us back to push the case to the next stage.
If we get the below information now we can submit the KYC right away, everything else is already completed.
Thanks & Regards
Mayur Rathod
KYC Case Representative
Deutsche CIB Centre Private Limited
Wealth Management
Floor 1, 91, DB Centre Mumbai
Nirlon Knowledge Park, Western Express Highway, Goregaon East, Mumbai 400063, India
Tel.: +9122 61812406
Email: mayor.rathodtacib corn
From: Mayur Rathod
Sent: Thursday, November 15, 2018 6:37 PM
To: Stewart Oldfield <stewart.oldfield@db.com>
Cc: Richard larossi <richard.iarossi@db.com>; Bradley Gillin <bradley.gillin@db.com>; Vinita Advani
<vinita.advani@db.com>; Vijay-A Sawant <vijay-a.sawant@db.com>
Subject: RE: Pending responses on rejection cases under the SOUTHERN FINANCIAL RELATIONSHIP DI
Classification: For Internal use only
Hi Stew,
For Mort Inc covered in rejected KYC Case 01983253 the following is the only pending rejection item -
1. In addition to the provided source of wealth information, please provide info and narrative as to the source of
funds that will be deposited into the account. — Please provide info on Jeffrey Epstein's source of funds.
Once we get the above information we can push the KYC to AFC.
Kindly assist.
Thanks & Regards
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0085897
CONFIDENTIAL SDNY_GM_00232081
EFTA01385034