From: Vaishali-P Mehta [vaishali-p.mehta@db.coml
Sent: 3/3/2017 5:34:50 PM
To: Andrew Gallivan [andrew.gallivan@db.com]
CC: Terrence F Tangney ]terrence.f.tangney@db.com]; Terri Sohrab [terri.sohrab@db.com]; Michael S Jacoby
Imichael.s.jacoby@db.comi; Stewart Oldfield [stewart.oldfield@db.comj; Thomas-B Mayer Ithomas-
b.mayer@db.com]; Trevor Spinney Itrevor.spinney@db.coml; Brian P Convey [brian.p.convey@db.coml; Joanne
Jensen Ijoanne.jensen@db.com); Mary A Coleman [mary.a.coleman@db.com]
Subject: MD approval for ACUs completed for high risk clients [II
Classification: For Internal use only
Dear Andrew,
Below are the ACUs which were completed for High Risk customers this month.
All the below ACUs were completed showing no material changes to the client's circumstances.
Please review the ACU comments, and reply back with your approval.
Annual
Annual
GCIS Client A15. Client Status
Client Customer Customer
Customer MD Update: A14. Update A16. A17.
Update: Name Owner
Number Created Description
ID
Date
No changes to
report. Purpose
of the call was
for new banker
and credit
specialist to get
Batmasian, Andrew No changes to background on Rachel
82109 00000481084 James H. Gallivan 2/7/2017 report. the relationship. Yes No Maglicic
client is CEO of
Apollo Global
management.
Family office
established in Distributions
2014 to from APO and
Black, Leon Andrew manage family other diversified Stewart
81987 00000409100 D. Gallivan 2/3/2017 wealth. investments. Yes No Oldfield
J. Epstein
Virgin Islands
Foundation, Andrew Private investment Stewart
81990 00000486427 Inc Gallivan 2/3/2017 foundation income Yes No Oldfield
Jeepers is sub investment
5 managing activities,
Andrew various advisory Stewart
81991 00000486423 Jeepers, Inc Gallivan 2/3/2017 investments services Yes No Oldfield
Mort is entity
holding shares
of private
Andrew company Holds private Stewart
81989 00000487266 Mort, Inc Gallivan 2/3/2017 Jawbone investment No No Oldfield
The Haze Andrew Investment Stewart
81994 00000486428 Trust Gallivan 2/3/2017 vehicle No change Yes No Oldfield
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0086154
CONFIDENTIAL SDNY_GM_00232338
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