From: Kahn
Sent: 10/23/2017 12:08:43 PM
To: Cynthia Rodri uez ; Stewart Oldfield
CC: Bella Klein
Subject: Fwd: Outgoing Wire Details
please see answers below in CAPS
thank you
Richard Kahn
HBRK Associates Inc
575 Lexington Avenue 4th Floor
New York, NY 10022
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Begin forwarded message:
From: Cynthia Rodriguez <eM>
Subject: Outgoing Wire Details
Date: October 23 2017 at 10:21:12 AM EDT
To: Bella Klein <
Hi Bella,
Hope all is well. Our audit team selects wires at random and requests more information on the purpose
and beneficiary. Please provide the following information for an outgoing wire sent from Southern Trust
Company to Alpha Group Capital LLC sent on 9/19/2017:
09/19/2017, $78,938.00, ALPHA GROUP CAPITAL LLC at BANK OF AMERICA , N.A., NY
1. Please explain the purpose of this Outgoing Wire. ADVISORY FEE FOR INVESTING
2. Please explain the relationship between the Client and Counterparty. ADVISOR ON STOCKS AND
BONDS
3. Please explain the business activities of the Counterparty. ADVISOR ON STOCKS AND BONDS
Thank you.
Kind regards,
Cynthia Rodriguez
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0086917
CONFIDENTIAL SDNY_GM_00233101
EFTA01385616