From: Stewart 0ldfield
SeM: 5/4/2018 12:50:28 PM
To: Bradley OHM
Subject: Re: LSE Inquiries [CI
Just send rich an email like this. Thanks
Stewart Oldfield, CFA, CAIA
Director
Deutsche Bank Trust Company Americas
Securities offered through Deutsche Bank Securities Inc.
On Apr 5, 2018, at 12:32 PM, Bradley Gillin ‹ > wrote:
Classification: Confidential
Hi Richard,
Our compliance team from time to time has inquiries into certain transactions. Please advise on
the below wires and questions. Thank you.
A. 2/7/2018 , $3,000 for at
B. 2/9/2018 , $5,000 for at
I. Please explain the purpose of this Outgoing Wire.
2. Please explain the relationship between the Client and Counterparty.
3. Please explain the business activities of the Counterparty.
Thank you.
Regards,
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0088129
CONFIDENTIAL SDNY GM_00234313
EFTA01386430