From: Vijay-ASm t ]
Sent: 9/5/2018 9:34:21 AM
To: Stewart Oldfield
CC: Richard larossi Mayur Rathod I I; Bradley Gillin
Subject: RE: 2018 Periodic Review of Hi h Risked Accounts Butterfly Trust ( )
and Neptune, LLC under the SOUTHERN FINANCIAL RELATIONSHIP [I)
Attachments: Re_ 2018 Periodic Review of accts Mort, Inc ( ) and Gratitude ... (31.2 KB).msg
Importance: High
Many thanks Stewart!!
Just wanted to remind you that KYC Casett01977700 also requires your review and submission to AML as per attached
email. This case has 2 other accounts, so we will have 5 high risked accounts submitted today. 0.)
Kind Regards,
Vijay Sawant
KYC Case Representative
Deutsche CUB Centre Private Limited - Deutsche Bank Group
Wealth Management
BI, DB Centre Mumbai, Nirlon Knowledge Park, Western Express Highway
Gore aon East. Mumbai - 400063, India
Tel.
Mobile
From: Stewart Oldfield
Sent: Wednesday, September OS. 2018 6:45 PM
To: Vijay-A Sawant <
Cc: Richard larossi < Mayur Rathod < >; Bradley Gillin
Subject: Re: 2018 Periodic Review of High Risked Accounts Butterfly Trust
) and Neptune, LLC under the SOUTHERN FINANCIAL RELATIONSHIP [I]
Thanks. Will submit this afternoon.
Stewart Oldfield, CFA, CAIA
Director
Deutsche Bank Trust Company Americas
Deutsche Bank Wealth Management
345 Park Avenue, New York, NY 10154
Tel.
Mobile
Securities offered through Deutsche Bank Securities Inc.
On Sep 5, 2018, at 9:05 AM, Vijay-A Sawant cz > wrote:
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0089969
CONFIDENTIAL SDNY_GM_00236153
EFTA01387411