EFTA01387415

From: Vijay-A Sawant Sent: Tuesday, July 31, 2018 6:31 PM To: Bradley Gillin < >; Stewart Oldfield < Cc: Mayur Rathod < Subject: 2018 Periodic Review of High Risked Accounts , Butterfly Trust (GCIS ) and Neptune, LLC (GCIS under the SOUTHERN FINANCIAL RELATIONSHIP Importance: High Hello Brad/Stewart, This review relates to above high risked three accounts due for remediation 08/31/2018. Upon review of the docs available in the repositories, we have completed the attached checklist, main RP's also listed below for reference — Acct Holder — Butterfly Trust Grantor — Jeffrey Epstein Trustees — Harry Beller & Erika Kellerhals UBO's — Darren Indyke, Karyna Shuliak, Richard Kahn, Following are list of required items — • Confirm whether material changes to account or not & RP's identified above are correct? • Volcker Questionnaire completed reflects this trust as a "Family Trust" but this seems inaccurate. All UBO's have different surnames and some even different nationalities. Please advise if ok to accept? I have attached the questionnaire in this email for reference. • Depending on the response to above bullet point, we might require CDD form if this trust is deemed to be Corporate trust. Acct Holder — Neptune LLC Sole Member & Shareholder — Jeffrey Epstein Manager — Richard Kahn Authorized Signers - Harry Beller & Darren Indyke Following are list of required items — • Confirm whether material changes to account or not & RP's identified above are correct? • Fincen CDD form required, attached blank form for reference Acct Holder & Authorized Signatory -- Joint Acct Holder & Authorized Signatory — Karyna Shuliak SOW Company (for Karyna Shuliak) —JSC Interiors LLC Following are the list of required items — CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0089973 CONFIDENTIAL SDNY_GM_00236157 EFTA01387415