We will proceed to the next stages upon receipt of your confirmation of the above queries, thanks.
Kind Regards,
Vijay Sawant
KYC Case Representative
Deutsche CM Centre Private Limited - Deutsche Bank Group
Wealth Management
BI, DB Centre Mumbai, NirIon Knowledge Park, Western Express Highway
Gor - 400063, India
Tel
Mobile
From: Vijay-A Sawant
Sent: Tuesday, Jul 31 2018 6:31 PM
To: Bradley Gillin Stewart Oldfield
Cc: Mayur Ratho
Subject: 2018 Periodic Review of High Risked Account Butterfly Trust (GCIS#486426)
and Neptune, LLC (GCIS#487264) under the SOUTHERN FINANCIAL RELATIONSHIP
Importance: High
Hello Brad/Stewart,
This review relates to above high risked three accounts due for remediation 08/31/2018.
Upon review of the docs available in the repositories, we have completed the attached checklist, main RP's also listed
below for reference —
Acct Holder — Butterfly Trust
Grantor — Jeffrey Epstein
Truste —
UBO's
Darren Indyke, Karyna Shuliak, Richard Kahn,
Following are list of required items —
• Confirm whether material changes to account or not & RP's identified above are correct?
• Volcker Questionnaire completed reflects this trust as a "Family Trust" but this seems inaccurate. All UBO's have
different surnames and some even different nationalities. Please advise if ok to accept? I have attached the
questionnaire in this email for reference.
• Depending on the response to above bullet point, we might require CDD form if this trust is deemed to be
Corporate trust.
Acct Holder — Neptune LLC
Sole Member & Shareholder — Jeffrey Epstein
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0091215
CONFIDENTIAL SDNY_GM_00237399
EFTA01387952