6 NYSE. AMUor NASDAQ equity andMutual Fund shares valued at less than $10.00per share will be (pm a Maximum "'Avarice Rate
of0% (Zero) and trill not be acceptedas Collateral.
Advance ratesfor AluMal Funds are subject to other internal guidelines and exposure limits as in effectfront time to
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Conlidentlal
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CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0093342
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