EFTA01394858

KYC Print Page 1 of 35 DB PWM GLOBAL KYC/NCA: PART A KYC Case # : 02019466 Status 6. Approved One sheet must be established per relationship - list all accounts included in the relationship 1. Relationship Details Relationship Name: BELMONT, F RELATIONSHIP:00000290654 Booking Center: New York Relationship Manager: Ralf Fischer 0 New PWM Relationship 0 Existing PWM Relationship If existing. please indicate since when the relationship exists, provide reason for new profile and attach old profile: EDR • KYC Update to reflect the Beneficial Owners: Relationship to PWM: Juan Fernando Belmont Anderson Janine Belmont Dauelsberg Marion Dauelsberg de Belmont Fernando Federico Belmont Dauelsberg Previous KYC 401861240. Please refer to other previously approved KYCs for this relationship: 01837751. 1461855, 1347325, 1272743,1162451, 384817. ❑ Client Referral 0 FDA Prospect ❑ Intermediary/FIM 0 Other Source (CIB, etc.) How Was the Client(s) Introduced? How long has the RM personally Please provide details (e.g. name of referral puree. how many years RM personally has known client. known the dient? etc.): Mr. Juan Fernando Belmont is an existing client of DB since 2003. He was introduced to the bank by the former RM Maria Zita La Rosa. Does Deutsche Bank pay ❑ Yes I2 No a retrocession or similar compensation to a third party for the introduction (If yes, describe): of this relationship? List al existing and new accounts involved in this relationship Legal Entity Account Name / Number Opening Date (intended/actual) Account(s) I 2 4/27/2018 2 2 5/9/2018 Who is the primary contact person for the Preferred method of RM? (Note: This person Astrid Pelaez Sanchez contact(indicate phone 3125169218 needs to have signatory no., fax no., email rights and/or information address, etc.): right for the accounts.): https://dbforcepb.my.salesforce.corniservlet/servlet.Integration?lid=01N30000000D9Di&... 12/19/2018 EFTA01394858 KYC Print Page 2 of 35 One sheet must be established for each account to be opened 2. Account Ownership Summary Acct. Number (if Account Name: Aromatiss S.A.S - DDA available): Account Manager: Josie Alonso What is the purpose of the account (e.g. portfolio management, advisory account, custody services. long-term investment. payment/expense account)? The purpose of the checking account is to pay the interest payments of the loan. To receive loan disbursements and to process wire transfers to Aromatiss S.A.S. The loan will be issued in favour of Aromatiss SAS in an amount of USD 2M-5M using as collateral the assets in the account of Ferbel Group of Companies. S.L.U. Indicate from where the assets are expected to arrive? 121 DB Group: Same Booking Center (indicate account number): 18312053 - FERBEL GROUP OF COMPANIES, S.L.0 0 DB Group: Other Booking Center (Indicate DB location and account details): 0 Other Institution - (Indicate name 8 location): ❑ Physical Deposits (specify cash, securities, cheques, ...): What is the expected size and frequency of regular inflows and outflows for the account (indicate estimated number and volume per month)?: The inflows an outflows range from 0 to 8 transactions per month and the amount will be ranging from $0.00 to $400,000.00. What is the expected volume of assets and currency for the account I Currency I USD approx. 90 days after opening? What is the expected volume of assets and currency for the account 227008.59 I Currency I USD approx. one year after opening? Does/will the client have Assets Under Management (AuM) within DB 0 yes 71 No under Eur. 3M? Please list all parties related to the account. For each party: • Check if a source of wealth description is required for the party • Check the appropriate box to describe the relationship of the party to this account (> 1 can be selected). • If none of the check boxes apply, describe the party's relation to the account in the "Other" column. • Always describe the relationship between the parties in the las column. • Please drill down to the ultimate/underlying Beneficial Owner(s . _egal Description Account PlC Settlor of Jltimate Signatory Limited Financial Significant Entityof Source Holder Owner Trust / 3eneficial or Full POA Intermediary Shareholder of Wealth Founder of Owner POA (FIM) (>=25%) Other (please required Foundation Non-PIC describe other entity roles and/or (Indicate ndicate Parties related to ownership relationship this account %) between parties) 1 2 71 Aromatiss S.A.S 0 • • ❑ • ❑ 0 Veronica Maria 0 • • n 2 • ❑ Silva Luna ❑ ❑ 0 3 Jesus Armando i: 0 0 0 n ❑ 0 0❑ Lama Hanke ❑ Juan Fernando n ❑ Primary dects:on 4 J Belmont Anderson I—I 0 5 maker: 5 p J Ferbel Group of n 0 0 • • ❑0 100 Companies, S.L.U. I—J Jafer Enterprises ❑ ci 6 • 0 ❑ • ❑ 0 100 n❑ R&D SLU https://dbforcepb.my.salesforce.com/servlet/servlet.Integration?lid=01N30000000D9Di&... 12/19/2018 EFTA01394859 KYC Print Page 3 of 35 7 E smo ❑ ❑ ❑ ❑ 100 ❑ co International N N N Fragrances. S.L.U. The Opus Futurus Foundation ooms Feite' Group of Opus Futurus Companies SLU. 8 2 2 Foundation ❑ ❑ D 100 and Mr. Juan Fernando Belmont Anderson established the foundation.:: 0 0 Astrid Pelaez 3 3 • ❑ 5 D D 9 Sanchez 10 Marc Gerard 3 N E ❑ n ❑ D Maison 11 p E Norval Associated E E E 0 Failleer of Opus S.A. toundat ion FERNANDO 12 ❑ n FEDERICO D • D 72 BELMONT DAUELSI3ERG JANINE MARION 13 E .., BELMONT E D E bri 0 DAUELS8ERG MARION DAUELS8ERG 14 ❑ ri EHLERS DE D 2 D ❑ D BELMONT Juan Pablo 15 E El oy Fajardo D ❑ 0 ❑ D https://dbforcepb.my.salesforee.com/servleUservlet.Integration?lid=01N30000000D9Di&... 12/19/2018 EFTA01394860 KYC Print Page 4 of 35 2. Account Ownership Summary Acct. Number (if Account Name: Aromatiss S.A.S. - Loan +1DIRBR4 available): Account Manager: Josie Alonso What is the purpose of the account (e.g. portfolio management, advisory account, custody services, long-term investment. payment/expense account)? The purpose of the loan is to support the investment of Aromatiss S.A.S. in land and infrastructure in Colombia and set up the factory that will develop natural cosmetic ingredients and essential oils, to be used in the production of their fragrances and perfumes. Indicate from where the assets are expected to arrive? 2 DB Group: Same Booking Center (indicate account number): DB Lending 0 DB Group: Other Booking Center (indicate DB location and account details): • Other Institution — (Indicate name & location): 0 Physical Deposits (specify cash, securities, cheques....): What is the expected size and frequency of regular inflows and outflows for the account (indicate estimated number and volume per month)?: The loan facility is for USD2,000,000.00 using as collateral the assets in the account of Ferbel Group of Companies. S.L.U. Current outstanding principal is $600,000.00 and a Notice of Borrowing request for $340,000.00 value date 11.30.2018. What is the expected volume of assets and currency for the account I Currency I USD approx. 90 days after opening? What is the expected volume of assets and currency for the account 2000000 I Currency I USD approx. one year after opening? Does/will the dient have Assets Under Management (AuM) within DB ❑ Yes 2 No under Eur. 3M? Please list all parties related to the account. For each party: • Check if a source of wealth description is required for the party • Check the appropriate box to describe the relationship of the party to this account (> 1 can be selected). • If none of the check boxes apply, describe the party's relation to the account in the "Other" column. • Always describe the relationship between the parties in the last column. • Please drill down to the ultimate/underlying Beneficial Owner(s . _egal Description Account NC Settlor of Jltimate SignatoryLimitedFinancial Significant Entityof Source Holder Owner Trust / 3eneficial or Full POA Intermediary Shareholder of Wealth Founder of Owner POA (FIM) (>=25%) Other (please required Foundation Non-PIC describe other entity roles and/or (indicate ndicate Parties related to ownership relationship this account %) between parties) 1 iZ M Aromatiss S.A.S 2 Cosmo 2 2 0 International 0 0 0 0 100 Fragrances. S.L.U. 3 2 ❑ Jafer Enterprises 0 0 0 ❑ • ❑ 0 100 R&D SLU Farb& Group of n ❑ ❑ 4 2 5 Companies, S.L.U. " 0 • ❑ 0 100 5 2 n Opus Futurus • 0 0 El 71 ❑ 0 100 The Opus Foundation cuturus Foundation owns lethal Group of Companies SLLI. and Mr. Juan Fernando https://dbforcepb.my.salesforce.com/servlet/servlet.Integration?lid=01N30000000D9Di&... 12/19/2018 EFTA01394861 KYC Print Page 5 of 35 Belmont Anderson established Me foundation • • 6 ❑ 2 Juan Fernando s ❑ ❑D Primary decision Belmont Anderson . . D maker: 7 D ❑ Veronica Maria Silva Luna E 0 0 D 5 ❑ D 8 ❑ ❑ Jesus Armande 3 ❑ D ❑ n ❑ D Lama Hanke 9 El ❑ Namat Assoclated 3 3 3 ❑ • D D Founder ot Opus S.A. Foundation: FERNANDO FEDERICO 10 ❑ ../ BELMONT D 2 DAUELSBERG JANINE MARION 11 D n BELMONT D • D 2 D ❑ D DAUELSBERG MARION DAUELSBERG 12 ❑ n EHLERS DE D 0 BELMONT 13 • ❑ Juan Pablo D ou a D D ❑ D Fajardo https://dbforcepb.my.salesforee.com/servleUservlet.Integration?lid=01N30000000D9Di&... 12/19/2018 EFTA01394862 KYC Print Page 6 of 35 One sheet must be established for EACH INDIVIDUAL PARTY in Section 2. Account Ownership Summar 3A. Individual Details (for all parties) Individual's Name: Juan Fernando Belmont Anderson Date of Birth: Country of Residence: Peru Country of Citizenship: Peru Has client resided outside of his/her country of Address of primary nationally for 5 years or El Yes No residence: more? Profession/Occupation: Founder 8 Owner Tax ID / SSN: Current Employer: Corporaclon Yanbal International PositiorVlitle/Rank: Chairman Address of employer: Cane Los Sauces 374, Torre Rola, Piso 11, San Isidro 27 Does the person work as senior executive of a DB-recognized regulated entity in the financial industry? or an entity listed on a DB-recognised exchange? (Not 0 Yes IR] No applicable for operating entities Is the individual a Politically Exposed Person (PEP)?(if Yes, describe) Father of Janine Belmont and therefore father in law of Gonzalo Aguirre Arriz, one of the founders of Coordinadora Nacional de Independientes, a political party gi Yes 0 No established In Pew. It changed name to Todos por el Peru. To the best of your knowledge, is the individual related to an employee of the DB ❑ Family 0 Friendship W None group?(if Family or Friendship, describe ) To the best of your knowledge, is the individual party to a non-banking ❑ Yes relationship with Deutsche Bank (e.g.. external legal counsel, client referral T No source, supplier of goods or services)flif Yes.descnbe ) If applicable, indicate which bank officers have met Indicate where and when the client meeting(s) took place: the person: Client Client Place Bank Officer Name(s) Bank Office: Private Other Location (specify): Date: of Business: Domicile: 0 0 0 0 • 0 0 • Wealth Details for this individual are not filled in, because they are the same as for the following person: 3B. Wealth Details (Only for partie requiring source of wealth description as indicated in Section 2) Nature of the Individual's Business: Cosmetics company in Latin America. which follows the Avon business model. Primary Country of source of wealth/source of Funds? Peru Primary industry of source of Wealth/Source of Goods Funds? Summarize Source of Wealth: 2 Business Owner 2 Salary/Earnings ❑ Investment ❑ Inheritance/Gilts • Other: https://dbforcepb.my.salesforce.com/servlet/servlet.Integration?lid=01N30000000D9Di&... 12/19/2018 EFTA01394863 KYC Print Page 7 of 35 Further Describe Source of Wealth /Detail the history of wealth for each of the sources: (e.g. For trusts, how did settlor accumulate wealth? For inheritance, how did family accumulate wealth?For business owners, how long in business, how many employees, level of profitability? Indicate type of business, countries of major activities, important business partners.) Mr. Belmont created Corporacion Yanbal International, a cosmetics company in Lath America that follows Avon business model in 1967. Mr. Belmont created a fortune through the company's success in the region. Mr. Fernando Belmont earned a Bachelor's of Arts degree at the University of North Carolina in Chapel Hill. After graduating, his father. who owned a different cosmetics company in Peru, helped him found Yanbal by providing the initial capital necessary when the company was created over 30 years ago in Peru. The company% website is: www.yanbal.com. Since then, the company has grown tremendously holding the second position of market share in this sector after Ebel Limited, which is owned by his brother Eduardo Belmont (also a client of the bank). Unfortunately, due to the competition between their companies. the relationship between the two brothers has suffered and today is not a good one. Yanbal uses a very grassroots approach to grow its business. Individuals can become sales persons of Yanbal by simply ordering their cosmetics and then selling them in their neighborhoods. Individuals can grow in the company by adding other people to their -team." thus receiving commission on their sales as well as those of the team they manage. This approach has allowed the company to grow into a common household name in Latin America rke other well-known as brands such as L'Oreal, Avon and Revlon. Today the company remains privately owned. Mr. Belmont is married to Marion Dauelsberg de Belmont. originally from Germany but has lived in Peru for many years. They have two children, Janine and Fernando. Janine earned a Bachelor of Arts (Political Science) from Georgetown University: she is married to Gonzalo Aguirre. resides in and has two girls and one boy. She started working with Yanbal, Mexico over 19 years ago and then moved to Peru to continue learning about the different areas of the company. About 11 years ago she became the general manager of Yanbal. Peru. Currently she is the acting CEO and her father is the Chairman. His son. Fernando. is married to Andrea Merelo. They live in Peru, most of the time in a province called Piura (north of Lima). Fernando does not have a University degree and doesn't partidpate in the family business. He is dedicated to surfing. Estimated Annual Income 10,000,000.00 Estimated amount of investable assets($): $100 MM • 500 MM (5): Estimated Nat Worth($): $500 MM + Amount of assets planned to invest with PWM($): 150,000,000.00 Other Known Financial Institutions: I Institution: Julius Baer Country: Switzerland EM. Assets Under Mgt: 100.000.000.00 Institution: Citibank Country: USA Est. Assets Under Mgt: 15,000.000.00 Institution: Country: Est. Assets Under Mgt: Please indicate the family situation of the individual (marital tatus. other family members, etc.): Married with 2 children. https://dbforcepb.my.salesforce.com/servlet/servlet.Integration?lid=01N30000000D9Di&... 12/19/2018 EFTA01394864 KYC Print Page 8 of 35 One sheet must be established for EACH INDIVIDUAL PARTY in Section 2. Account Ownership Summar 3A. Individual Details (for all parties) Individual's Name: Veronica Maria Silva Luna • Date of Birth: Country of Residence: Peru Country of Citizenship: Peru Has client resided outside of his/her country of Address of primary nationally for 5 years or El Yes No residence: more? Profession/Occupation: Director Tax ID / SSN: Current Employer: Corporacion Yanbal International Position/Title/Rank: Director Calle Los Sauces 374, Address of employer: one Roja, Piso 11, San Isidro Peru Does the person work as senior executive of a DB-recognized regulated entity in the financial industry? or an entity listed on a DB-recognised exchange? (Not 0 Yes WI No applicable for operating entities Is the individual a Politically Exposed Person (PEP)?(1/ Yes, describe) ❑ Yes ! No To the best of your knowledge, is the individual related to an employee of the D8 0 Family 0 Friendship 41None group?(// Family or Friendship, describe ) To the best of your knowledge, Is the individual party to a non-banking relationship with Deutsche Bank (e.g., external legal counsel, client referral 0 Yes 2No source, supplier of goods or services)?(// Yes,descnbe ) If applicable, indicate which bank officers have met Indicate where and when the client meeting(s) took place: the person: Client Client Place Bank Officer Name(s) Bank Office: Private of Business: Other Location (specify): Date: Domicile: Nicolas Rustle 0 0 2 4/18/2014 0 ❑ 0 • 0 Wealth Details for this individual are not filled in. because they are the same as for the following person: 3B. Wealth Details (Only for parties requiring source of wealth description as indicated in Section 2) Nature of the Individual's Business: Primary Country of source of wealth/source of Funds? Primary industry of source of Wealth/Source of Funds? Summarize Source of Wealth: 7 Business Owner 0 Salary/EamIngs 0 Investment 0 Inheritance/Gifts 0 Other: https://dbforcepb.my.salesforce.com/servlet/servlet.Integration?lid=01N30000000D9Di&... 12/19/2018 EFTA01394865 KYC Print Page 9 of 35 Further Describe Source of Wealth /Detail the history of wealth for each of the sources: (e.g. For trusts, how did settlor accumulate wealth? For inheritance, how did family accumulate wealth?For business owners, how long in business, how many employees, level of profitability? Indicate type of business, countries of major activities. important business partners.) Estimated Annual Income Estimated amount of investable assets($): ($): Estimated Net Worth(S): Amount of assets planned to invest with PWM($): Other Known Financial Institutions: Institution: Country: EM. Assets Under Mgt: Institution: Country: Est. Assets Under Mgt: Institution: Country: EM. Assets Under Mgt: Please indicate the family situation of the individual (marital status, other family membe s, etc.): https://dbforcepb.my.salesforce.com/servlet/servlet.Integration?lid=01N30000000D9Di&... 12/19/2018 EFTA01394866 KYC Print Page 10 of 35 One sheet must be established for EACH INDIVIDUAL PARTY in Section 2. Account Ownership Summar 3A. Individual Details (for all parties) Individual's Name: Jesus Armando Lema Henke - Date of Birth: Country of Residence: Peru Country of Citizenship: Peru Has client resided outside of his/her country of Address of primary nationally for 5 years or El Yes No residence: more? Profession/Occupation: Lawyer Tax ID / SSN: Current Employer: Corporation Yanbal. Lama Abogados Position/Title/Rank: Director, Partner Address of employer: Ave. Vasco Nunez de Balboa #659, Does the person work as senior executive of a DB-recognized regulated entity in the financial industry? or an entity listed on a DB-recognised exchange? (Not 0 Yes WI No applicable for operating entities Is the individual a Politically Exposed Person (PEP)?(// Yes, describe) ❑ Yes ! No To the best of your knowledge, is the individual related to an employee of the DO 0 Family 0 Friendship 41None group?(// Family or Friendship, describe ) To the best of your knowledge, Is the individual party to a non-berthing relationship with Deutsche Bank (e.g., external legal counsel, client referral 0 Yes 2 No source, supplier of goods or services)?(// Yes,clescribe ) If applicable, indicate which bait officers have met Indicate where and when the client meeting(s) took place: the person: Client Client Place Bank Officer Name(s) Bank Office: Private of Business: Other Location (specify): Date: Domicile: 0 0 0 0 ❑ 0 • 0 Wealth Details for this individual are not filled in. because they are the same as for the following person: 3B. Wealth Details (Only for parties requiring source of wealth description as indicated in Section 2) Nature of the Individual's Business: Primary Country of source of wealth/source of Funds? Primary industry of source of Wealth/Source of Funds? Summarize Source of Wealth: 7 Business Owner 0 Salary/EamIngs 0 Investment 0 Inheritance/Gifts III Other: https://dbforcepb.my.salesforce.com/servlet/servlet.Integration?lid=01N30000000D9Di&... 12/19/2018 EFTA01394867 KYC Print Page 11 of 35 Further Describe Source of Wealth /Detail the history of wealth for each of the sources: (e.g. For trusts, how did settlor accumulate wealth? For inheritance, how did family accumulate wealth?For business owners, how long in business, how many employees, level of profitability? Indicate type of business, countries of major activities. important business partners.) Estimated Annual Income Estimated amount of investable assets($): ($): Estimated Net Worth(S): Amount of assets planned to invest with PWM($): Other Known Financial Institutions: Institution: Country: EM. Assets Under Mgt: Institution: Country: Est. Assets Under Mgt: Institution: Country: EM. Assets Under Mgt: Please indicate the family situation of the individual (marital status, other family membe s, etc.): https://dbforcepb.my.salesforce.com/servlet/servlet.Integration?lid=01N30000000D9Di&... 12/19/2018 EFTA01394868 KYC Print Page 12 of 35 One sheet must be established for EACH INDIVIDUAL PARTY in Section 2. Account Ownership Summar 3k Individual Details (for all parties) Individual's Name: Astrid Pelaez Sanchez - Date of Birth: Country of Residence: Colombia Country of Citizenship: Colombia Has client resided outside of his/her country of Address of primary nationally for 5 years or El Yes RI No residence: more? Profession/Occupation: General Manager Tax ID / SSN: Current Employer: Aromatiss S.A. Positiort/Title/Rank: General Manager Address of employer: Autopista Medellin km 9.5 Piso 39. Planta Keops Ter* , Cundinamarca Colombia Does the person work as senior executive of a DB•recognized regulated entity in the financial industry? or an entity listed on a DB•recognised exchange? (Not 0 Yes WI No applicable for operating entities Is the individual a Politically Exposed Person (PEP)?(// Yes, describe) ❑ Yes ! No To the best of your knowledge, is the individual related to an employee of the DO 0 Family 0 Friendship WNone groupt(if Family or Friendship, describe ) To the best of your knowledge, Is the individual party to a non-berthing relationship with Deutsche Bank (e.g., external legal counsel, client referral 0 Yes 2 No source, supplier of goods or services)?(// Yos,clescribe ) If applicable, indicate which bank officers have met Indicate where and when the client meeting(s) took place: the person: Client Client Place Bank Officer Name(s) Bank Office: Private of Business: Other Location (specify): Date: Domicile: 0 0 0 0 ❑ 0 • 0 Wealth Details for this individual are not filled in. because they are the same as for the following person: 3B. Wealth Details (Only for parties requiring source of wealth description as indicated in Section 2) Nature of the Individual's Business: Primary Country of source of wealth/source of Funds? Primary industry of source of Wealth/Source of Funds? Summarize Source of Wealth: 7 Business Owner 0 Salary/Eamings 0 Investment 0 Inheritance/Gilts 0 Other: https://dbforcepb.my.salesforce.com/servlet/servlet.Integration?lid=01N30000000D9Di&... 12/19/2018 EFTA01394869 KYC Print Page 13 of 35 Further Describe Source of Wealth /Detail the history of wealth for each of the sources: (e.g. For trusts, how did settlor accumulate wealth? For inheritance, how did family accumulate wealth?For business owners, how long in business, how many employees, level of profitability? Indicate type of business, countries of major activities. important business partners.) Estimated Annual Income Estimated amount of investable assets($): ($): Estimated Net Worth(S): Amount of assets planned to invest with PWM($): Other Known Financial Institutions: Institution: Country: EM. Assets Under Mgt: Institution: Country: Est. Assets Under Mgt: Institution: Country: EM. Assets Under Mgt: Please indicate the family situation of the individual (marital status, other family membe s, etc.): https://dbforcepb.my.salesforce.com/servlet/servlet.Integration?lid=01N30000000D9Di&... 12/19/2018 EFTA01394870 KYC Print Page 14 of 35 One sheet must be established for EACH INDIVIDUAL PARTY in Section 2. Account Ownership Summar Individual's Name: Marc Gerard Blaison - Date of Birth: Country of Residence: United Slates Country of Citizenship: France Has client resided outside of his/her country of Address of primary nationally for 5 years or El Yes No residence: more? Profession/Occupation: VP Tax ID / SSN: Current Employer: Cosmo Fragances PositiorVlitle/Rank: VP Address of employer: 2455 Sunrise Blvd Fort Lauderdale FL United States 33304 Does the person work as senior executive of a DB-recognized regulated entity in the financial industry? or an entity listed on a DB•recognised exchange? (Not 0 Yes WI No icable for o eratin entities Is the individual a Politically Exposed Person (PEP)?(// Yes, describe) ❑ Yes ! No To the best of your knowledge, is the individual related to an employee of the DO 0 Family 0 Friendship kti None group?(!/ Family or Friendship, describe ) To the best of your knowledge, Is the individual party to a non-berthing relationship with Deutsche Bank (e.g., external legal counsel, client referral 0 Yes 2No source, supplier of goods or services)?(// Yes,clescribe ) If applicable, indicate which bait officers have met Indicate where and when the client meeting(s) took place: the person: Client Client Place Bank Officer Name(s) Bank Office: Private e Business: Other Location (specify): Date: Domicile: 0 0 0 0 ❑ 0 • 0 0 0 Wealth Details for this individual are not filled in. because they are the same as for the following person: 3B. Wealth Details (Only for parties requiring source of wealth description as indicated in Section 2) Nature of the Individual's Business: Primary Country of source of wealth/source of Funds? Primary industry of source of Wealth/Source of Funds? Summarize Source of Wealth: 7 Business Owner 0 Salary/Earnings 0 Investment 0 Inheritance/Gilts 0 Other: https://dbforcepb.my.salesforce.com/servlet/servlet.Integration?lid=01N30000000D9Di&... 12/19/2018 EFTA01394871 KYC Print Page 15 of 35 Further Describe Source of Wealth /Detail the history of wealth for each of the sources: (e.g. For trusts, how did settlor accumulate wealth? For inheritance, how did family accumulate wealth?For business owners, how long in business, how many employees, level of profitability? Indicate type of business, countries of major activities. important business partners.) Estimated Annual Income Estimated amount of investable assets($): ($): Estimated Net Worth(S): Amount of assets planned to invest with PWM($): Other Known Financial Institutions: Institution: Country: EM. Assets Under Mgt: Institution: Country: Est. Assets Under Mgt: Institution: Country: EM. Assets Under Mgt: Please indicate the family situation of the individual (marital status, other family membe s, etc.): https://dbforcepb.my.salesforce.com/servlet/servlet.Integration?lid=01N30000000D9Di&... 12/19/2018 EFTA01394872 KYC Print Page 16 of 35 One sheet must be established for EACH INDIVIDUAL PARTY in Section 2. Account Ownership Summar 3k Individual Details (for all parties) Individual's Name: JANINE MARION BELMONT DAUELSBERG - Date of Birth: Country of Residence: Peru Country of Citizenship: Peru Has client resided outside of his/her country of Address of primary nationally for 5 years or El Yes No residence: more? Profession/Occupation: Director Tax ID / SSN: Current Employer: Corporacion Yanbal International PositiorVlitle/Rank: CEO Address of employer: Cane Los Sauces 374, Torre Roia, Piso 11, San Isidro 27 Does the person work as senior executive of a DB-recognized regulated entity in the financial industry? or an entity listed on a DB-recognised exchange? (Not 0 Yes IRI No applicable for operating entities Is the individual a Politically Exposed Person (PEP)?(if Yes, describe) Janine Belmont Dauelsberg's husband, Gonzalo German Aguirre Arriz, was one of the 0 yes 0 No founders of Coordinadora Nacional de Independientes, a political party established in Peru on February 23. 2002. It changed name to Todos por el Peru. To the best of your knowledge, is the individual related to an employee of the D8 ❑ Family 0 Friendship W None group?(if Family or Friendship, describe ) To the best of your knowledge, is the individual party to a non-banking ❑ Yes relationship with Deutsche Bank (e.g.. external legal counsel, client referral T No source, supplier of goods or services)flif Yes.descnbe ) If applicable. indicate which bank officers have met Indicate where and when the client meeting(s) took place: the person: Client Client Place Bank Officer Name(s) Bank Office: Private Other Location (specify): Date: of Business: Domicile: 0 0 0 0 • 0 0 • Wealth Details for this individual are not filled in, because they are the same as for the following person: 3B. Wealth Details (Only for partie requiring source of wealth description as indicated in Section 2) Nature of the Individual's Business: Cosmetics company Primary Country of source of wealth/source of Funds? Peru Primary industry of source of Wealth/Source of Goods Funds? Summarize Source of Wealth: 0 Business Owner 2 Salary/Eamings 0 Investment 5 Inheritance/Gilts • Other: https://dbforcepb.my.salesforce.com/servlet/servlet.Integration?lid=01N30000000D9Di&... 12/19/2018 EFTA01394873 KYC Print Page 17 of 35 Further Describe Source of Wealth /Detail the history of wealth for each of the sources: (e.g. For trusts, how did settlor accumulate wealth? For inheritance, how did family accumulate wealth?For business owners, how long in business, how many employees, level of profitability? Indicate type of business, countries of major activities, important business partners.) Janine Belmont Dauelsberg is not a contributor of wealth. She's simply a beneficiary of the Opus Futurus Foundation. All assets have been derived from the wealth of her father, Juan Fernando Belmont Anderson. Please refer to his profile for additional source of wealth information. Estimated Annual Income 1,000,000.00 Estimated amount of investable assets($): $20 MM • 50 MM ($): Estimated Net Worth($): $20 MM - 50 MM Amount of assets planned to invest with PWM($): Other Known Financial Institutions: Institution: Julius Baer Country: Switzerland EM. Assets Under Mgt: 5,000,000.00 Institution: Country: Est. Assets Under Mgt: Institution: Country: EM. Assets Under Mgt: Please indicate the family situation of the individual (marital tatus. other family members, etc.): Married with 3 children; daughter of Juan Fernando Belmont Anderson. https://dbforcepb.my.salesforce.com/servlet/servlet.Integration?lid=01N30000000D9Di&... 12/19/2018 EFTA01394874 KYC Print Page 18 of 35 One sheet must be established for EACH INDIVIDUAL PARTY in Section 2. Account Ownership Summar 3k Individual Details (for all parties) Individual's Name: FERNANDO FEDERICO BELMONT DAUELSBERG - Date of Birth: Country of Residence: Peru Country of Citizenship: Peru Has client resided outside of his/her country of Address of primary nationally for 5 years or El Yes No residence: more? Profession/Occupation: Unemployed Tax ID / SSN: Current Employer: Unemployed Position/Title/Rank: Unemployed Address of employer: WA Does the person work as senior executive of a DB-recognized regulated entity in the financial industry? or an entity listed on a DB-recognised exchange? (Not 0 Yes IRI No applicable for operating entities is the individual a Politically Exposed Person (PEP)?(// Yes, describe) Brother in law of Gonzalo Aguirre Arriz, one of the founders of Coordinadota Nacional de El Yes 0 No Independientes. a political party established in Peru. It changed name to Todos por el Peru. To the best of your knowledge. is the individual related to an employee of the DB ❑ Family 0 Friendship W None group?(// Family or Friendship, describe ) To the best of your knowledge, is the individual party to a non-banking ❑ Yes relationship with Deutsche Bank (e.g.. external legal counsel, client referral T No source, supplier of goods or services)flif Yes.descnbe ) If applicable. Indicate which bank officers have met Indicate where and when the client meeting(s) took place: the person: Client Client Place Bank Officer Name(s) Bank Office: Private Other Location (specify): Dale: of Business: Domicile: 0 0 0 0 • 0 0 • Wealth Details for this individual are not filled in, because they are the same as for the following person: 3B. Wealth Details (Only for partie requiring source of wealth description as indicated in Section 2) Nature of the Individual's Business: Beneficiary of his father's wealth, derived from the cosmetics industry Primary Country of source of wealth/source of Funds? Peru Primary industry of source of Wealth/Source of Goods Funds? 0 Business Owner 0 Salary/Eamings 0 Investment 'TA Inheritance/Gilts Summarize Source of Wealth: • Other: https://dbforcepb.my.salesforce.com/servlet/servlet.Integration?lid=01N30000000D9Di&... 12/19/2018 EFTA01394875 KYC Print Page 19 of 35 Further Describe Source of Wealth /Detail the history of wealth for each of the sources: (e.g. For trusts, how did settlor accumulate wealth? For inheritance, how did family accumulate wealth?For business owners, how long in business, how many employees, level of profitability? Indicate type of business, countries of major activities, important business partners.) Fernando Federico Belmont Dauelsberg is not a contributor of wealth. He is simply a beneficiary of the Opus Futurus Foundation. All assets have been derived from the wealth of his father, Juan Fernando Belmont Anderson. Please refer to his profile for additional source of wealth information. Estimated Annual Income 25.000.00 Estimated amount of investable assets($): $1 MM • 2 MM ($): Estimated Net Wor111($): $1 MM • 2 MM Amount of assets planned to invest with PWM($): Other Known Financial Institutions: Institution: Julius Baer Country: Switzerland EM. Assets Under Mgt: Institution: Country: Est. Assets Under Mgt: Institution: Country: EM. Assets Under Mgt: Please indicate the family situation of the individual (marital talus, other family members, etc.): Son of Juan Fernando Belmont Anderson and Marion Dauelsberg Ehlers De Belmont. https://dbforcepb.my.salesforce.com/servlet/servlet.Integration?lid=01N30000000D9Di&... 12/19/2018 EFTA01394876 KYC Print Page 20 of 35 One sheet must be established for EACH INDIVIDUAL PARTY in Section 2. Account Ownership Summar 3k Individual Details (for all parties) Individual's Name: MARION DAUELSBERG EHLERS DE BELMONT - Date of Birth: Country of Residence: Peru Country of Citizenship: Peru Has client resided outside of his/her country of Address of primary nationally for 5 years or El Yes No residence: more? Profession/Occupation: Housewife Tax ID / SSN: Current Employer: Housewife Position/Title/Rank: Housewife Address of employer: N/A Does the person work as senior executive of a DB-recognized regulated entity in the financial industry? or an entity listed on a DB-recognised exchange? (Not 0 Yes IRI No applicable for operating entities is the individual a Politically Exposed Person (PEP)?(// Yes, describe) Mother in law of Gonzalo Aguirre Arriz, one of the founders of Coordinadom Nacional de El Yes 0 No Independientes. a political party established in Peru. It changed name to Todos por el Peru. To the best of your knowledge, is the individual related to an employee of the DB ❑ Family 0 Friendship W None group?(// Family or Friendship, describe ) To the best of your knowledge, is the individual party to a non-banking ❑ Yes relationship with Deutsche Bank (e.g.. external legal counsel, client referral T No source, supplier of goods or services)flif Yes.descnbe ) If applicable. indicate which bank officers have met Indicate where and when the client meeting(s) took place: the person: Client Client Place Bank Officer Name(s) Bank Office: Private Other Location (specify): Dale: of Business: Domicile: 0 0 0 0 • 0 0 • Wealth Details for this individual are not filled in, because they are the same as for the following person: 3B. Wealth Details (Only for partie requiring source of wealth description as indicated in Section 2) Beneficiary of Juan Fernando Belmont's wealth which es derived from the Nature of the Individual's Business: cosmetics industry Primary Country of source of wealth/source of Funds? Peru Primary industry of source of Wealth/Source of Goods Funds? 0 Business Owner 0 Salary/Earnings ❑ Investment ❑ Inheritance/Gilts Summarize Source of Wealth: n Other: https://dbforcepb.my.salesforce.com/servlet/servlet.Integration?lid=01N30000000D9Di&... 12/19/2018 EFTA01394877 KYC Print Page 21 of 35 Further Describe Source of Wealth /Detail the history of wealth for each of the sources: (e.g. For trusts, how did settlor accumulate wealth? For inheritance, how did family accumulate wealth?For business owners, how long in business, how many employees, level of profitability? Indicate type of business, countries of major activities, important business partners.) Mrs. Marion Dauelsberg Ehlers De Belmont is a housewife and her husband Juan Fernando Belmont Anderson, is her main source of wealth. Please refer to his profile for additional source of wealth information. Estimated Annual Income Estimated amount of investable assets($): $100 MM • 500 MM ($): Estimated Nat Worth($): $500 MM + Amount of assets planned to invest with PWM($): Other Known Financial Institutions: Institution: Julius Baer Country: Switzerland EM. Assets Under Mgt: Institution: Country: Est. Assets Under Mgt: Institution: Country: EM. Assets Under Mgt: Please indicate the family situation of the individual (marital tatus, other family members, etc.): Married to Juan Fernando Belmont Anderson; mother of Fernando and Janine https://dbforcepb.my.salesforce.com/servlet/servlet.Integration?lid=01N30000000D9Di&... 12/19/2018 EFTA01394878 KYC Print Page 22 of 35 One sheet must be established for EACH INDIVIDUAL PARTY in Section 2. Account Ownership Summar 3A. Individual Details (for all parties) Individual's Name: Juan Pablo Godoy Fajardo - Date of Birth: Country of Residence: Peru Country of Citizenship: Colombia Has client resided outside of his/her country of Address of primary nationally for 5 years or 0 Yes RI No residence: more? Profession/Occupation: Tax ID / SSN: Current Employer: Aromatiss S.A.S Position/Title/Rank: Legal Representative Address of employer: United States Does the person work as senior executive of a DB•recognized regulated entity in the financial industry? or an entity listed on a DB-recognised exchange? (Not 0 Yes WI No applicable for operating entities Is the individual a Politically Exposed Person (PEP)?(// Yes, describe) ❑ Yes ! No To the best of your knowledge, is the individual related to an employee of the DO 0 Family 0 Friendship 41None group?(// Family or Friendship, describe ) To the best of your knowledge, Is the individual party to a non-banking relationship with Deutsche Bank (e.g., external legal counsel, client referral 0 Yes 2 No source, supplier of goods or services)?(// Yes,describe ) If applicable, indicate which bank officers have met Indicate where and when the client meeting(s) took place: the person: Client Client Place Bank Officer Name(s) Bank Office: Private of Business: Other Location (specify): Date: Domicile: 0 0 0 0 ❑ 0 • 0 Wealth Details for this individual are not filled in. because they are the same as for the following person: 3B. Wealth Details (Only for parties requiring source of wealth description as indicated in Section 2) Nature of the Individual's Business: Primary Country of source of wealth/source of Funds? Primary industry of source of Wealth/Source of Funds? Summarize Source of Wealth: 7 Business Owner 0 Salary/EamIngs 0 Investment 0 Inheritance/Gilts III Other: https://dbforcepb.my.salesforce.com/servlet/servlet.Integration?lid=01N30000000D9Di&... 12/19/2018 EFTA01394879 KYC Print Page 23 of 35 Further Describe Source of Wealth /Detail the history of wealth for each of the sources: (e.g. For trusts, how did senior accumulate wealth? For inheritance, how did family accumulate wealth?For business owners, how long in business, how many employees, level of profitability? Indicate type of business, countries of major activities. important business partners.) Estimated Annual Income Estimated amount of investable assets(5): (5): Estimated Net Worth(S): Amount of assets planned to invest with PWM($): Other Known Financial Institutions: Institution: Country: EM. Assets Under Mgt: Institution: Country: Est. Assets Under Mgt: Institution: Country: Est. Assets Under Mgt: Please indicate the family situation of the individual (marital status, other family membe s. etc.): One sheet must be established for EACH LEGAL ENTITY In Section 2. Account Summary 3C. Legal Entity Details (For all Legal Entities) Legal Entity Name: Aromatiss S.A.S - 00000570587 ❑ Foundation/Association Trust ®Company in Private Investment ❑ Type of Entity: Purpose of Entity: Philanthropic/Charitable MI 0 Estate ❑ Partnership Commercial PIC to purchase property in Type of Entity Other Purpose of Entity Goombia (specify): Other (specify): Date of Country of Colombia 7/8/2011 incorporation / incorporation/registration: registration: Identified in previous KYC Yes Volcker Status: Volcker Flag: Vereda La Punta, Inmueble Oasis. Lote 7, 3er Paso, Address (city, street, post U.S. TIN/EIN: 02118317 Cundinamarca Tenjo Colombia code): Provide a description of the entity's organizational structure, its ownership structure and its Top Management. For trusts/foundations. include information about evocability,settlor and beneficiaries,etc.: Aromatiss S.A.S is 100% owned by Costmos Enterprises SLU that is 100% owned by later Enterprises R&D SLU that is 100% owned FERBEL GROUP OF COMPANIES SLU that is 100% owned by Opus Futures Foundation The beneficial owner of the Foundation is Mr. uan Fernando Belmont Anderson The following are Legal Representative of Aromatiss S.A.S uan Pablo Godoy Fajardo TAX ID: 000000079159787 Astrid Pelaez Sanchez Tax ID: 000000031898134 Veronica Silva Luna Tax ID: 0000000005452354 Marc Blaison Tax ID: 00000012czl 9360 Armando Lema Hanke Tax ID: 000000006061801 Please indicate how ownership of the legal entity is reflected: 0 Special attention: Bearer Shares - Indicate where shares are custodied: https://dbforcepb.my.salesforce.com/servlet/servlet.Integration?lid=01N30000000D9Di&... 12/19/2018 EFTA01394880 KYC Print Page 24 of 35 Describe the chain from the direct owner of the entity to the ultimate beneficial owner of not the same persons): Aromatiss S.A.S is 100% owned by Costmos Enterprises SLU that is 100% owned by Jafer Enterprises R&D SLU that is 100% owned FERBEL GROUP OF COMPANIES SLU that is 100% owned by Opus Futurus Foundation The beneficial owner of the Foundation is Mr. Juan Fernando Belmont Anderson and his family. To the best of your knowledge, is the entity party to a non-banking relationship with Deutsche Bank (e.g. external legal counsel, client referral source. supplier of Yes 0 No 5 goods or services)?: Describe Nature of Entity's Primary Business and Investment Activities Nature of the business: Private Investment Company Countries where business is transacted: Colombia Number of employees: 0 3D. Wealth Profile (Only for parties requiring source of wealth description as indicated in Section 2) Primary Country of source of wealth/source of Colombia Funds? Primary industry of source of Wealth/Source of Goods Funds? Provide Evidence of Corporate Assets (e.g. balance sheet or equivalent summary of assets/habilities): Assets are currently held in the underlying entity Ferbel Group of Companies, S.L.U. acts as the holding company of the group's investments. As of 02 2015 the company holds approximately $197MM USD in net assets Estimated gross receipts p.a.($): 24,000,000.00 Estimated net profit p.a. ($): 19,000,000.00 Estimated investable assets ($): $2 MM - 5 MM Potential Amount to be invested with PWM ($): 2,000,000.00 Other Known Financial Institutions: Institution: Deutsche Bank Country: USA Est. Assets Under Mgt: 827,008.59 Institution: Country: Est. Assets Under Mgt: Institution: Country: Est. Assets Under Mgt: One sheet must be established for EACH LEGAL ENTITY In Section 2. Account Summary 3C. Legal Entity Details (For all Legal Entities) Legal Entity Name: Opus Futurus Foundation - 00000490287 0 Foundation/Association 0 Trust 0 Company ©Private Investment IN Type of Entity: Purpose of Entity: Philanthropic/Charitable N ❑ Estate El Partnership Commercial Type of Entity Other Purpose of Entity (specify): Other (specify): Date of Country of Panama 11/30/2010 incorporation / incorporation/registration: Identified on Customer Profile No Volcker Status: Volcker Flag: U.S. TIWEIN: 30134267 https://dbforcepb.my.salesforce.com/servlet/servlet.Integration?lid=01N30000000D9Di&... 12/19/2018 EFTA01394881 KYC Print Page 25 of 35 Address (city. street, post 53rd E. Street. Urbanization Marbella. MMG Tower, code): 16th Floor. Panama Panama Provide a description of the entity's organizational structure, its ownership structu e and its Top Management. For trusts/foundations. include information about evocability,settior and beneficiaries,etc.: The Opus Futurus Foundation is a private interest foundation established in Panama in 2010. It was formed through Deed No. 25.505 dated November 30, 2010 and registered into Panama's Public Registry on December 1. 2010. Its founder is Norval Associated S.A., a PIC set up by Mr. Juan Fernando Belmont. which is also registered in Panama. The beneficial owner of the Foundation is Mr. Juan Fernando Belmont Anderson. as evidenced by the attached Beneficial Owner Certification. The Foundation's Council is Cygnus Coporation. a company incorporated in Seychelles in March 2010. The Council Members are: • Juan Fernando Belmont Anderson: President • Charles Emmanuel de Bavier • Jesus Armando Lema Henke • Veronica Maria Silva Luna • Marlene Strutz Recinos • Paul Georg Peter Pagnia The Registered Agent is Morgan & Morgan. Please indicate how ownership of the legal entity Is reflected: 0 Special attention: Bearer Shares - Indicate where shares are custodied: Describe the chain from the direct owner of the entity to the ultimate beneficial owner (if not the same persons): The beneficiary of roc Opus Futurus Foundation is Mr. Juan Fernando Belmont Anderson along with his wife and children, Marion Dauelsberg de Belmont. Janine Belmont Dauelsberg. and Fernando Federico Belmont Dauelsberg To the best of your knowledge, is the entity party to a non-banking relationship with Deutsche Bank (e.g. external legal counsel, client referral source, supplier of Yes ❑ No LI goods or services)?: Describe Nature of Entity's Primary Business and Investment Activities Nature of the business: Private investments Countries where business is transacted: Panama Number of employees: 0 3D. Wealth Profile (Only for parties requiring source of wealth description as indicated in Section 2) Primary Country of source of wealth/source of Peru Funds? Primary industry of source of Wealth/Source of Goods Funds? Provide Evidence of Corporate Assets (e.g. balance sheet or equivalent summary of assets/liabilities): Assets of Opus Futurus Foundation come from Mafer International Holdings and from Ferbel Group of Companies SL These two entities derive cash from Corporacion Yanbal International's dividends. Mr. Juan Fernando Belmont Anderson is the owner and Chairman of Corporacion Yanbal International. Please refer to hisprofile for additional information. Estimated gross receipts p.a.(5): 20.000.000.00 Estimated net profit p.a. ($): 15,000,000.00 Estimated investable assets ($): $2 MM - 5 MM Potential Amount to be invested with PWM ($): Other Known Financial Institutions: Institution: Deutsche Bank Country: USA Est. Assets Under Mgt: 10,000.00 Institution: Julius Bar Country: Switzerland Est. Assets Under Mgt: 5,000.000.00 Institution: Country: Est. Assets Under Mgt: https://dbforcepb.my.salesforce.com/servlet/servlet.Integration?lid=01N30000000D9Di&... 12/19/2018 EFTA01394882 KYC Print Page 26 of 35 I I I I I II One sheet must be established for EACH LEGAL ENTITY in Section 2. Account Summa 3C. Legal Entity Details (For all Legal Entities) Legal Entity Name: Cosmo International Fragrances. S.L.U. • 5 Foundation/Association ❑Trust 0 Company ©Private Investment U Type of Entity: Purpose of Entity: Philanthropic/Charitable MI ❑ Estate ID Partnership Commercial Type of Entity Other . Pic Invest financial Markets and Purpose of Entity Sale of purchase of securities for (specify): Other (specify): Date of Country of Bermuda 7/8/1994 incorporation / incorporation/registration: registration: Identified in previous KYC Yes Volcker Status: Volcker Flag: Av. Sant Julia 260-266 Address (city. street, post U.S. T1WEIN: Granollers Barcelona 08403 Spain code): Provide a description of the entity's organizational structure, its ownership structure and its Top Management. For trusts/foundations. include information about evocability,settlor and beneficiaries,etc.: Cosmo International Fragrances, S.L. U. former name, Cosmos Enterprises SLU is 100% owned by Jafer Enterprises R&D SLU that is 100% owned FERBEL GROUP OF COMPANIES SLU that is 100% owned by Opus Futurus Foundation The beneficial owner of the Foundation is Mr. Juan Fernando Belmont Anderson and his family. Please indicate how ownership of the legal entity is reflected: Cosmo International Fragrances, S.L. U. former name, Cosmos Enterprises SLU is 100% owned by Jafer Enterprises R&D SW 0 Special attention: Bearer Shares - Indicate where shares are custodied: Describe the chain from the direct owner of the entity to the ultimate beneficial owner (if not the same persons): Cosmo International Fragrances. S.L. U. former name, Cosmos Enterprises SLU is 100% owned by Jafer Enterprises R&D SLU that is 100% owned FERBEL GROUP OF COMPANIES SLU that is 100% owned by Opus Futurus Foundation The beneficial owner of the Foundation is Mr. Juan Fernando Belmont Anderson and his family. '" On July 26. 2018 through a General Extraordinary and Universal Board Meeting of partners of Cosmo Enterprises. S.L.U. it was approved the MERGER with Cosmo Enterprises, S.L.U. (Absorbing entity) and Cosmo Fragrances CGE. S.L.U. (entity absorbed) acquiring the first one by universal succession all the assets of the second one, that will be dissolved without liquidation. It was approved to modify the entity denomination that will be denominated "Cosmo International Fragrances, S.L.U., amplify its social object and change domicile to Granollers (Barcelona), Avenida Sant Julia. numerous 260.266, Poligono Industrial Congost. To the best of your knowledge, is the entity party to a non-banking relationship with Deutsche Bank (e.g. external legal counsel, client referral source. supplier of Yes 0 No 2 goods or services)?: Describe Nature of Entity's Primary Business and Investment Activities Nature of the business: Private Investment Company Countries where business is transacted: Spain Number of employees: 0 3D. Wealth Profile (Only for parties requiring source of wealth description as indicated in Section 2) Primary Country of source of wealth/source of Funds? Primary industry of source of Wealth/Source of Funds? Provide Evidence of Corporate Assets (e.g. balance sheet or equivalent summary of assetsThabilities): https://dbforcepb.my.salesforce.com/servlet/servlet.Integration?lid=01N30000000D9Di&... 12/19/2018 EFTA01394883 KYC Print Page 27 of 35 Estimated gross receipts p.a.($): Estimated net profit p.a. ($): Estimated investable assets ($): Potential Amount to be invested with PWM ($): Other Known Financial Institutions: Institution: Country: Est. Assets Under Mgt: Institution: Country: Est. Assets Under Mgt: Institution: Country: Est. Assets Under Mgt: One sheet must be established for EACH LEGAL ENTITY in Section 2. Account Summa 3C. Legal Entity Details (For all Legal Entities) Legal Entity Name: Jafer Enterprises R&D SLU • ❑ Foundation/Association 0 Trust ®Company ©Private Investment U Type of Entity: Purpose of Entity: Philanthropic/Charitable MI ❑ Estate 0 Partnership Commercial PIC Research and Development Type of Entity Other Purpose of Entity of cosmetic related products (specify): Other (specify): Date of Country of Spain 9/17/2014 incorporation / incorporation/registration: registration: Identified in previous KYC Volcker Flag: Volcker Status: Av Sant Julia 260 266,pollgono.ind.congost Address (city. street, post U.S. TIN/EIN: (Granollers) Barcelona Spain code): Provide a description of the entity's organizational structure, its ownership structure and its Top Management. For trusts/foundations. include information about evocability,settlor and beneficiaries,etc.: Jafer Enterprises R&D is 100% owned by FERBEL GROUP OF COMPANIES SLU and is 100% owned by Opus Futurus Foundation The beneficial owner of the Foundation is Mr. Juan Fernando Belmont Anderson and his family. Please indicate how ownership of the legal entity is reflected: N/A ❑ Special attention: Bearer Shares - Indicate where shares are custodied: Describe the chain from the direct owner of the entity to the ultimate beneficial owner (If not the same persons): Jafer Enterprises R&D is 100% owned by FERBEL GROUP OF COMPANIES SLU and is 100% owned by Opus Futurus Foundation The beneficial owner of the Foundation is Mr. Juan Fernando Belmont Anderson and his family. To the best of your knowledge, is the entity party to a non-banking relationship with Deutsche Bank (e.g. external legal counsel, client referral source, supplier of Yes 0 No 2 goods or services)?: Describe Nature of Entity's Primary Business and Investment Activities Nature of the business: Research and Development Countries where business is transacted: Spain Number of employees: 0 https://dbforcepb.my.salesforce.com/servlet/servlet.Integration?lid=01N30000000D9Di&... 12/19/2018 EFTA01394884 KYC Print Page 28 of 35 3D. Wealth Profile (Only for parties requiring source of wealth description as indicated in Section 2) Primary Country of source of wealth/source of Funds? Primary industry of source of Wealth/Source of Funds? Provide Evidence of Corporate Assets (e.g. balance sheet or equivalent summary of assets/liabilities): Estimated gross receipts p.a.($): Estimated net profit p.a. ($): Estimated investable assets (5): Potential Amount to be invested with PWM ($): Other Known Financial Institutions: Institution: Country: Est. Assets Under Mgt: Institution: Country: Est. Assets Under Mgt: Institution: Country: Est. Assets Under Mgt: One sheet must be established for EACH LEGAL ENTITY in Section 2. Account Summary 3C. Legal Entity Details (For all Legal Entities) Legal Entity Name: Ferbel Group of Companies. S.L.U. • 00000423364 ❑ Foundation/Association 0 Trust 2 Company ©Private Investment E Type of Entity: Purpose of Entity: Philanthropic/Charitable El 0 Estate 0 Partnership Commercial Type of Entity Other Purpose of Entity (specify): Other (specify): Date of Country of Spain 8/29/2008 incorporation / incorporation/registration: registration: Identified on Customer Profile No Volcker Status: Volcker Flag: Poligono Industrial Congost, Avenida Sant Julia, Address (city, street, post U.S. TIWEIN: code): — No. 260-266, Granollers, Spain Provide a description of the entity's organizational structure, its ownership structure and its Top Management. For trusts/foundations. include information about revocability,settlor and beneficiaries,etc.: Ferbel Group of Companie , S.L.U. was formerly known as Ferbel Group Limited and Ferbel International Limited. Ferbel International was originally incorporated on April 25. 2003 in Bermuda. The company later changed its registered address to the British Virgin Islands on January 28, 2011. On December 18, 2013 the company transferred to Spain and changed its legal name to the current, Ferbel Group of Companies. S.L.U. The company's authorized capital is set at 560,000 Euros represented by 5,600 shares valued at 100.00 Euros each. As evidenced by the attached Resolution of the Sole Member, the company's authorized capital is registered to the Opus Futurus Foundation. The Board of Directors is comprised of the 10110Willg members: • Juan Fernando Belmont Anderson: Delegate Council Member & President. • Charles Emmanuel de Sayler: Delegate Council Member & Vice-President. • Janine Marion Belmont Dauelsberg: Delegate Council Member. • Jesus Armando Lema Hanke: Delegate Council Member. • Marc Gerard Blaison: Delagate Council Member. https://dbforcepb.my.salesforce.com/servlet/servlet.Integration?lid=01N30000000D9Di&... 12/19/2018 EFTA01394885 KYC Print Page 29 of 35 • Veronica Maria Silva Luna: Delegate Council Member. • Juan Carlos Rodriguez Cuba: Delegate Council Member. • Marlene Strutz Recinos: Council Member. • Paul Georg Peter Pagnia: Council Member. • Olga Del Castillo Alegre: Secretary. nori.council member. Please indicate how ownership of the legal entity is reflected: N/A 0 Special attention: Bearer Shares - Indicate where shares are custodied: Describe the chain from the direct owner of the entity to the ultimate beneficial owner of not the same persons): The company is beneficially owned by Mr. Juan Fernando Belmont Anderson and his family through the Opus Futurus Foundation To the best of your knowledge, is the entity party to a non•banking relationship with Deutsche Bank (e.g. external legal counsel, client referral source. supplier of yes 0 No 7.-4 goods or services)?: Describe Nature of Entity's Primary Business and Investment Activities Nature of the business: Private investment company. Countries where business is transacted: Spain Number of employees: 0 3D. Wealth Profile (Only for parties requiring source of wealth description as indicated in Section 2) Primary Country of source of wealth/source of Peru Funds? Primary industry of source of Wealth/Source of Real Estate Funds? Provide Evidence of Corporate Assets (e.g. balance sheet or equivalent summary of assets/liabilities): The company acts as the holding company of the group's investments. As of O2 2015 the company holds approximately $197MM USD in net assets Estimated gross receipts p.a.($): 24,000,000.00 Estimated net profit p.a. ($): 19,000,000.00 Estimated investable assets ($): $100 MM - 500 MM Potential Amount to be invested with PWM ($): 10,500,000.00 Other Known Financial Institutions: Institution: Santander Country: Spain Est. Assets Under Mgt: 128,000.000.00 Institution: Deutsche Bank Country: USA Est. Assets Under Mgt: 5.411.000.00 Institution: Country: Est. Assets Under Mgt: One sheet must be established for EACH LEGAL ENTITY In Section 2. Account Summary 3C Legal Entity Details (For all Legal Entities) Legal Entity Name: Norval Associated S.A. • ®Private Investment Li ❑ Foundation/Association 0 Trust 5 Company Type of Entity: Purpose of Entity: Philanthropic/Charitable ❑ ❑ Estate 0 Partnership Commercial Type of Entity Other Purpose of Entity (specify): Other (specify): Panama 4/14/2005 https://dbforcepb.my.salesforce.com/servlet/servlet.Integration?lid=01N30000000D9Di&... 12/19/2018 EFTA01394886 KYC Print Page 30 of 35 Country of Date of incorporation/registration: incorporation / registration: identified in previous KYC No Volcker Status: Volcker Flag: Address (city. street, post Notaria quinta del circuito, #7222 Panama Panama U.S. TIN/EIN: code): Provide a description of the entity's organizational structure, its ownership structu e and its Top Management. For trusts/foundations. include information about revocability.settlor and beneficiaries.etc.: Norval Associated is the Founder of Opus Futurus Foundation (see attached Tran lotion of Opus Futurs Foundation public registry) UBO and founder of Norval is J. Fernando Belmont (see attached translation of declaration of UBO of Norval) Norval's directors are: Charles de Baylor - president Jose Siha • treasurer Marla Saavedra • secretary Please indicate how ownership of the legal entity is reflected: Norval's capital is $10,000 divided among 100 shares of $100 value each. (see panama registry. attached) 0 Special attention: Bearer Shares - Indicate where shares are custodied: Describe the chain from the direct owner of the entity to the ultimate beneficial owner (If not the same petsons): Norval Associated SA is the Fiduciary Founder of Opus Futurus Foundation (see attached Translation of Opus Futurs Foundation public registry) UBO and founder of Norval is J. Fernando Belmont (see attached translation of declaration of UBO of Norval) To the best of your knowledge, is the entity party to a non-banking relationship with Deutsche Bank (e.g. external legal counsel, client referral source, supplier of Yes 0 No 5 goods or services)?: Describe Nature of Entity's Primary Business and Investment Activities Norval is a company of Mr J Fernando Belmont. Norval was created as the Nature of the business: founder/owner of Opus Futurus Foundation, which owns Dalex. Opus and Dalex are ultimately for long term investments, but Norval itself holds no assets. Countries where business is transacted: Panama Number of employees: 0 3D. Wealth Profile (Only for parties requiring source of wealth description as indicated in Section 2) Primary Country of source of wealth/source of Funds? Primary Industry of source of Wealth/Source of Funds? Provide Evidence of Corporate Assets (e.g. balance sheet or equivalent summary of assets/liabilities): Estimated gross receipts p.a.($): Estimated net profit p.a. ($): Estimated investable assets ($): Potential Amount to be invested with PWM ($): Other Known Financial Institutions: Institution: Country: Est. Assets Under Mgt: Institution: Country: Est. Assets Under Mgt: Institution: Country: Est. Assets Under Mgt: https://dbforcepb.my.salesforce.com/servlet/servlet.Integration?lid=01N30000000D9Di&... 12/19/2018 EFTA01394887 KYC Print Page 31 of 35 https://dbforcepb.my.salesforce.com/servlet/servlet.Integration?lid=01N30000000D9Di&... 12/19/2018 EFTA01394888 KYC Print Page 32 of 35 DB PWM GLOBAL KYC/NCA: US/LatAm/Intil PART B Relationship Name BELMONT, F RELATIONSHIP Overall High Risk Due To: High Risk Factor (PEP), Medium Entity Risk, Medium Industry Risk. High Industry Risk Rating Comments:• Risk, & High Product Risk, SRF: Complex Structure Booking Center INV 0 Moderate ni t ENV /offshore 0 Offshore mi High Risk Risk (Compliance Signature) • DB Employee 0 DB Managed PIC ❑ DB is Trustee/Co-Trustee ❑ Bearer Shares 4. Attachments A. Type of Photo ID Provided 0 Drivers License 2 Passport ❑ National/State ID ❑ Other Checklist of names (Individuals and/or entities) that were submitted for database w- B. h-4 Yes ❑ No searches is attached C. Please indicate the results of the database searches performed RDC searches complete 2 Yes 0 No negative results found 0 Yes 12 No PCR checks complete 19 Yes 0 No negative results found • Yes tr; No OFAC checks complete '5 Yes 0 No negative results found 0 Yes n No BIS searches complete (Lexis/Nexis, Factiva. Reuters, Dow Jones. BBB) J ❑ No negative results found ❑ Yes in No Denial Orders checks complete 2 Yes 0 No negative results found 0 Yes in No Martindale-Hubbell searched (Lawyers/Law Firms only) ❑ Yes in No negative results found 0 Yes ❑ No Please summarize any negative results from the database searches indicated above: -Rrscosoft Alert for Jesus Armando Lema 0. Hanks who is Director of Aromatiss S.A. . His brother Rolando Enrique Lema Hanke was former Director General, of the Legal Advisory Office of the Ministry of Production in Peru Jan 2010 and ended his term in Nov 2010 and no longer is serving To the best of your knowledge, has the client ever been convicted of a criminal E offense? 0 Yes Non To the best of your knowledge, has the customer ever been involved in any past litigation against Deutsche Bank AG or any of its subsidiaries or is the customer F. threatening litigation against Deutsche Bank AG or any of its subsidiaries? (If Yes, 0 Yes 2 No provide details below and contact Quality Mgt. (LatAm/Int7) or the Regulatory Control Group and notify Compliance immediately) Does the client or related party have any financial or other association / interactions G. within countries or regimes sanctioned by the Office of Foreign Assets Control • Yes J No (OFAC)? Does the client or related party have any financial or other association/ Interactions ❑ Yes H ' within high risk countries? 2 No I. Corporate Documentation Attached (Legal Entities Only) 2 Yes 0 No • Not Applicable J. Undisclosed Principal Form Complete (Intermediaries Only) ❑ Yes j•iC No CI Not Applicable K. If Lexis/Nexis Search Results. Corporate Documents or Other Supporting Documentation is not in English. please provide an English summary of the nature/contents of the non-English Documentation: All documents have been translated from Spanish to English L. Special Risk Factors https://dbforcepb.my.salesforce.com/servlet/servlet.Integration?lid=01N30000000D9Di&... 12/19/2018 EFTA01394889 KYC Print Page 33 of 35 Does the account have Nexus to Special Risk Countries? El Yes RINo Is the account structure unusually complex? in Yes ❑ No Is there any indication the client set up a non operating company expressly for the purpose of transferring shares to 0 Yes RINo third parties? Is there any indication this could be a prohibited business relationship? 0 Yes No Are the bearer shares identified subject to acceptable controls? 0 Yes IRI No https://dbforcepb.my.salesforce.com/servlet/servlet.Integration?lid=01N30000000D9Di&... 12/19/2018 EFTA01394890 KYC Print Page 34 of 35 M. Case Comments Created By Date Comments Aromatiss S.A.S is 100% owned by Cosmo International Fragrances, S.L. U. former name, Josie Alonso 12/3/118 11:57 AM Cosmos Enterprises SLU - The change took place on 7/26/2018. AFC has accepted the research attached for Juan Pablo Godoy Fajardo. The date format is Dimitra Manley 12/4/118 8:21 AM listed as 03/12/2018. However, this research was conducted and attached to the KYC on 12/3/2018. This Mt serves as an EDR for Aromatiss S.A.S (herein referred to as accountholder), an existing Wealth Management client since April 2018. This EDR included the following changes: (1) The addition of 3 UBOs, as beneficiaries of the Opus Futurus Foundation. (2) Update to loan signatories (per attached borrowing resolution). (3) Legal name change for an 18O: Cosmos Enterprises SLU changed its name to Cosmo International Fragrances, S.L.U. Risk Factors Include: • PEP Relationship: The UBOs are Relatives or Close Associates (RCAs) of a PEP due to their relationship with Gonzalo Aguirre Arriz. one of the founders of Coordinadora Nacional de Independientes. a political party established in Peru. Mr. Arriz is married to Janine Marion Belmont Dauelsberg. The PEP status was previously escalated (see attached escalation) • Source of Wealth (SOW )Industry: Juan Fernando Belmont Anderson (U8O) created Corporacion Yanbal International, a cosmetics company in Latin America. SOW Verification has been obtained. Dimitra Manley 12/4/118 10:06 AM • Complex Structure: The ownership structure consists of multiple intervening layers. Below are the reasons why we are comfortable with approving this KYC: • Information and supporting documents required by our AML Policy were provided and reviewed: and as a result, we have an understanding of the structure of the accountholder, its purpose, the purpose of the account and expected activity. • The SOW was sufficiently detailed and appears plausible. Internet searches provided enough information to support the wealth for the prospective account holders and UBOs. Below are the risk factors associated with the accountholder- • Our review did not identify any red flags and thus there was no need to escalate this case further. • Due diligence searches were performed on all key and the names searched were not on any sanctions lists • The UBOs and a legal rep/signatory appeared in the ICIJ Database as being linked to Paradise Papers. However, the appearance of the name in ICIJ database alone does not require escalation if there is no other negative information that presents significant or material reputational risk. There was no adverse media on the account holder, UBOs, or legal reps to warrant further escalation. The August 2018 Fircosoft alert generated for Jesus Armando Lema Hanke is the same alert generated in April 2018, when the account holder was on-boarded. B1.AFC-WM previously Dimitra Manley 12/4/118 8:25 AM reviewed and cleared the alert. The prior clearance (from April 2018) is attached to the KYC and covers the current alert. ONSHORE APPROVALS Client Facing Professional (CFP): Josie Alonso (Signature) 12/1/2018 Josie Alonso Office Director/Business Head: Eva Paoe (Signature) 12/3/2018 Eva Pace Regional Office Director: (Signature) AML Business Risk: (Signature) AML Compliance: (Signature) https://dbforcepb.my.salesforce.com/servlet/servlet.Integration?lid=01N30000000D9Di&... 12/19/2018 EFTA01394891 KYC Print Page 35 of 35 Dimitra Manley Dimitra Manley 12/4/2018 LATAM/INTERNATIONAL APPROVALS Client Facing Professional (CFP): (Signature) Account Manager: (Signature) Global Market Team Head (Signature) (GMTH)/Sub•Market Team Head (SMTH): AML Business Risk: (Signature) AML Compliance: (Signature) PRIVATE WEALTH MANAGEMENT POLICY STATEMENT: Deutsche Bank Private Wealth Management (PWM) worldwide is committed to professionally serve the interests of its clients. To do so, Client Facing Professionals1( ) (CFP's) should establish andmaintain business relationships only with persons who satisfy our high standards ofsuitability, background and character. Due diligence obtained on the client must be appropriately documented by the CFP. It is the responsibility of CFP's to demonstrate that they know their client both at the inception ofa relationship and on an ongoing basis. DECLARATION FOR ALL SIGNERS OF THIS FORM: To the best ofmy knowledge and belief the above information is correct and up to date. I confirm that I have no suspicions relating to the money laundering or unethical activities on the part of the client(s) and that I have followed all the procedures relating to account opening as described in the PWM Americas Procedures and the PWM Global KYC Policy (1) Client Facing Professionals (CFP's) include: Relationship Managers, Wealth Advisors, Product Officers, Brokers, Client Managers, etc. Deutsche Bank Americas New York 0 https://dbforcepb.my.salesforce.corniservlet/servlet.Integration?lid=01N30000000D9Diet... 12/19/2018 EFTA01394892